| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 394,678 | 4,719,000 | 18.89% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 243,641 | 2,914,000 | 11.67% | ||
| 3 | SII INVESTMENTS INC/WI | 191,464 | 2,290,000 | 9.17% | ||
| 4 | Nuveen Asset Management, LLC | 165,500 | 1,979,000 | 7.92% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 164,391 | 1,966,000 | 7.87% | ||
| 6 | Laurion Capital Management LP | 142,322 | 1,702,000 | 6.81% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 125,824 | 1,504,000 | 6.02% | ||
| 8 | Saba Capital Management, L.P. | 121,987 | 1,459,000 | 5.84% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 94,542 | 1,131,000 | 4.53% | ||
| 10 | Advisors Asset Management, Inc. | 55,165 | 660,000 | 2.64% | ||
| 11 | Shaker Financial Services, LLC | 52,570 | 629,000 | 2.52% | ||
| 12 | STIFEL FINANCIAL CORP | 49,737 | 595,000 | 2.38% | ||
| 13 | Curi Capital, LLC | 40,409 | 483,000 | 1.93% | ||
| 14 | UBS Group AG | 34,989 | 418,000 | 1.67% | ||
| 15 | ADVISOR GROUP, INC. | 32,619 | 388,000 | 1.55% | ||
| 16 | WELLS FARGO & COMPANY/MN | 25,957 | 311,000 | 1.25% | ||
| 17 | LPL Financial LLC | 23,179 | 277,000 | 1.11% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,164 | 218,000 | 0.87% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 16,558 | 198,000 | 0.79% | ||
| 20 | PVG Asset Management | 16,018 | 191,575 | 0.77% | ||
| 21 | AQR ARBITRAGE LLC | 13,642 | 163,000 | 0.65% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 13,538 | 162,000 | 0.65% | ||
| 23 | IFC Holdings Incorporated/FL | 13,320 | 159,000 | 0.64% | ||
| 24 | Sigma Planning Corp | 13,237 | 158,000 | 0.63% | ||
| 25 | Horizon Kinetics LLC | 13,181 | 158,000 | 0.63% | ||
| 26 | ROYAL BANK OF CANADA | 8,348 | 100,000 | 0.40% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 1,352 | 16,000 | 0.06% | ||
| 28 | Klingman & Associates, LLC | 1,125 | 13,000 | 0.05% | ||
| 29 | FIFTH THIRD BANCORP | 497 | 6,000 | 0.02% | ||
| 30 | WEALTHPLAN PARTNERS, LLC | 400 | 4,784 | 0.02% | ||
| 31 | WHITTIER TRUST CO OF NEVADA INC | 309 | 4,000 | 0.02% | ||
| 32 | Creative Planning | 99 | 1,000 | 0.00% | ||
| 33 | IFP ADVISORS, INC | 124 | 1,000 | 0.00% | ||
| 34 | ASSET DEDICATION, LLC | 50 | 1,000 | 0.00% | ||
| 35 | CITIGROUP INC | 12 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
