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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 82 Institutional holders with a total value of $245,919,971.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,021,155 55,694,000 22.65%
2 BANK OF AMERICA CORP /DE/ 479,018 26,125,000 10.62%
3 WELLS FARGO & COMPANY/MN 472,339 25,747,000 10.47%
4 UBS Group AG 454,487 24,788,000 10.08%
5 LPL Financial LLC 311,102 17,032,000 6.93%
6 Tuttle Capital Management, LLC 213,854 11,663,000 4.74%
7 ROYAL BANK OF CANADA 117,356 6,401,000 2.60%
8 Commonwealth Equity Services, Inc 112,059 6,112,000 2.49%
9 AMERIPRISE FINANCIAL INC 97,006 5,300,000 2.16%
10 BANK OF MONTREAL /CAN/ 85,109 4,641,000 1.89%
11 RAYMOND JAMES & ASSOCIATES 82,626 4,506,000 1.83%
12 Lowe Wealth Advisors, LLC 76,927 4,196,000 1.71%
13 SSI INVESTMENT MANAGEMENT LLC 70,963 3,872,000 1.57%
14 JANE STREET GROUP, LLC 68,202 3,720,000 1.51%
15 AMERICAN INTERNATIONAL GROUP, INC. 60,093 3,277,473 1.33%
16 Cambridge Investment Research Advisors, Inc. 49,883 2,721,000 1.11%
17 REZNY WEALTH MANAGEMENT, INC. 48,550 2,647,000 1.08%
18 Orion Porfolio Solutions, LLC 48,000 2,618,000 1.06%
19 Chicago Partners Investment Group LLC 43,574 2,377,000 0.97%
20 BAROMETER CAPITAL MANAGEMENT INC. 37,800 2,062,000 0.84%
21 CITIGROUP INC 37,116 2,024,000 0.82%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,078 1,749,000 0.71%
23 SMITH HAYES Advisers, Inc 30,957 1,688,000 0.69%
24 VSR Financial Services, Inc. 30,055 1,639,000 0.67%
25 Good Harbor Financial, LLC 27,029 1,474,000 0.60%
26 MSI Financial Services Inc 26,471 1,444,000 0.59%
27 Janney Montgomery Scott LLC 24,519 1,336,531 0.54%
28 ADVANTAGE INVESTMENT MANAGEMENT, LLC 24,429 1,332,000 0.54%
29 Ancora Advisors LLC 21,450 1,170,000 0.48%
30 NTV ASSET MANAGEMENT LLC 19,604 1,069,000 0.43%
31 B. Riley Wealth Advisors, Inc. 17,590 960,000 0.39%
32 Argentus Capital Management, LLC 17,105 933,000 0.38%
33 STIFEL FINANCIAL CORP 16,567 903,000 0.37%
34 PITTENGER & ANDERSON INC 16,325 890,000 0.36%
35 JPMORGAN CHASE & CO 15,115 824,000 0.34%
36 Private Advisor Group, LLC 14,270 778,000 0.32%
37 BB&T SECURITIES, LLC 12,347 673,000 0.27%
38 Cetera Advisors LLC 12,308 658,000 0.27%
39 ENVESTNET ASSET MANAGEMENT INC 11,341 619,000 0.25%
40 First Heartland Consultants, Inc. 10,977 599,000 0.24%
41 USCA RIA LLC 10,401 567,000 0.23%
42 CREDIT SUISSE AG/ 9,974 544,000 0.22%
43 Concert Wealth Management Inc. 9,047 492,000 0.20%
44 OPPENHEIMER & CO INC 8,540 466,000 0.19%
45 Investors Capital Advisory Services 8,353 455,000 0.19%
46 WEDBUSH SECURITIES INC 8,101 442,000 0.18%
47 Sigma Planning Corp 6,722 367,000 0.15%
48 Simplicity Solutions, LLC 6,235 340,057 0.14%
49 BAIRD FINANCIAL GROUP, INC. 6,174 337,000 0.14%
50 EDMOND DE ROTHSCHILD (EUROPE) 5,365 293,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.