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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 79 Institutional holders with a total value of $190,190,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 867,577 43,413,000 22.83%
2 LPL Financial LLC 608,183 30,062,000 15.81%
3 BANK OF AMERICA CORP /DE/ 298,169 14,921,000 7.85%
4 WELLS FARGO & COMPANY/MN 236,720 11,845,000 6.23%
5 UBS Group AG 230,365 11,527,000 6.06%
6 Raymond James Financial Services Advisors, Inc. 172,870 8,651,000 4.55%
7 Commonwealth Equity Services, Inc 121,477 6,079,000 3.20%
8 ROYAL BANK OF CANADA 120,050 6,008,000 3.16%
9 RAYMOND JAMES & ASSOCIATES 102,915 5,150,000 2.71%
10 AMERICAN INTERNATIONAL GROUP, INC. 82,547 4,130,000 2.17%
11 Cambridge Investment Research Advisors, Inc. 74,285 3,717,000 1.95%
12 CITADEL ADVISORS LLC 54,879 2,747,000 1.44%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,375 2,722,000 1.43%
14 Orion Porfolio Solutions, LLC 48,000 2,402,000 1.26%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 47,650 2,384,000 1.25%
16 SSI INVESTMENT MANAGEMENT LLC 47,300 2,372,000 1.25%
17 REZNY WEALTH MANAGEMENT, INC. 40,392 2,021,000 1.06%
18 MSI Financial Services Inc 38,035 1,903,000 1.00%
19 AMERIPRISE FINANCIAL INC 36,412 1,833,000 0.96%
20 SMITH HAYES Advisers, Inc 36,196 1,811,000 0.95%
21 Tower Research Capital LLC (TRC) 30,214 1,511,000 0.79%
22 Janney Montgomery Scott LLC 28,452 1,424,000 0.75%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,190 1,411,000 0.74%
24 Chicago Partners Investment Group LLC 28,112 1,407,000 0.74%
25 Virtu KCG Holdings LLC 21,107 1,056,000 0.56%
26 Ancora Advisors LLC 18,699 936,000 0.49%
27 CITIGROUP INC 16,619 832,000 0.44%
28 Cetera Advisors LLC 16,453 830,000 0.44%
29 USCA RIA LLC 40,032 800,000 0.42%
30 GFS Advisors, LLC 40,032 800,000 0.42%
31 NTV ASSET MANAGEMENT LLC 15,806 790,000 0.42%
32 ENVESTNET ASSET MANAGEMENT INC 15,097 755,000 0.40%
33 JANE STREET GROUP, LLC 14,158 708,000 0.37%
34 STIFEL FINANCIAL CORP 13,955 698,000 0.37%
35 OPPENHEIMER & CO INC 13,229 662,000 0.35%
36 JPMORGAN CHASE & CO 11,655 583,000 0.31%
37 First Heartland Consultants, Inc. 11,233 562,000 0.30%
38 B. Riley Wealth Advisors, Inc. 11,189 560,000 0.29%
39 Private Advisor Group, LLC 10,832 542,000 0.28%
40 MILLENNIUM MANAGEMENT LLC 10,781 539,000 0.28%
41 IFP ADVISORS, INC 10,202 510,000 0.27%
42 PITTENGER & ANDERSON INC 9,070 454,000 0.24%
43 Frontier Wealth Management LLC 8,914 446,000 0.23%
44 ROWLAND CARMICHAEL ADVISORS INC /ADV 8,527 427,000 0.22%
45 WEDBUSH SECURITIES INC 7,859 393,000 0.21%
46 Stratos Wealth Partners, LTD. 7,159 358,000 0.19%
47 BAIRD FINANCIAL GROUP, INC. 6,964 348,000 0.18%
48 First Allied Advisory Services, Inc. 6,511 327,000 0.17%
49 GOLDMAN SACHS GROUP INC 6,499 325,000 0.17%
50 Investors Capital Advisory Services 6,281 314,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.