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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 73 Institutional holders with a total value of $176,494,026.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 745,652 40,489,000 22.94%
2 LPL Financial LLC 391,731 21,161,000 11.99%
3 WELLS FARGO & COMPANY/MN 326,459 17,726,000 10.04%
4 BANK OF AMERICA CORP /DE/ 281,127 15,264,000 8.65%
5 UBS Group AG 228,172 12,390,000 7.02%
6 ADVISOR GROUP, INC. 111,525 6,055,000 3.43%
7 ROYAL BANK OF CANADA 93,626 5,085,000 2.88%
8 Cambridge Investment Research Advisors, Inc. 84,128 4,568,000 2.59%
9 Commonwealth Equity Services, Inc 79,436 4,313,000 2.44%
10 AMERIPRISE FINANCIAL INC 62,991 3,423,000 1.94%
11 Raymond James Financial Services Advisors, Inc. 61,665 3,348,000 1.90%
12 GOLDMAN SACHS GROUP INC 48,413 2,629,000 1.49%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,061 2,610,000 1.48%
14 Orion Porfolio Solutions, LLC 48,000 2,606,000 1.48%
15 SSI INVESTMENT MANAGEMENT LLC 47,602 2,581,000 1.46%
16 RAYMOND JAMES & ASSOCIATES 44,986 2,443,000 1.38%
17 REZNY WEALTH MANAGEMENT, INC. 42,051 2,283,000 1.29%
18 D.A. DAVIDSON & CO. 37,678 2,045,000 1.16%
19 JANE STREET GROUP, LLC 37,347 2,028,000 1.15%
20 ADVANTAGE INVESTMENT MANAGEMENT, LLC 32,483 1,764,000 1.00%
21 MSI Financial Services Inc 31,345 1,702,000 0.96%
22 Janney Montgomery Scott LLC 25,444 1,382,000 0.78%
23 Chicago Partners Investment Group LLC 24,262 1,317,000 0.75%
24 Private Advisor Group, LLC 16,967 917,000 0.52%
25 Ancora Advisors LLC 16,288 884,000 0.50%
26 SignalPoint Asset Management, LLC 16,289 884,000 0.50%
27 HighTower Advisors, LLC 16,236 882,000 0.50%
28 Cetera Advisors LLC 16,141 865,000 0.49%
29 NTV ASSET MANAGEMENT LLC 15,508 842,000 0.48%
30 SG Americas Securities, LLC 15,000 814,000 0.46%
31 CITIGROUP INC 13,651 741,000 0.42%
32 B. Riley Wealth Advisors, Inc. 11,891 646,000 0.37%
33 Timber Hill LLC 10,886 591,000 0.33%
34 JPMORGAN CHASE & CO 10,767 585,000 0.33%
35 STIFEL FINANCIAL CORP 10,591 575,000 0.33%
36 First Heartland Consultants, Inc. 10,287 559,000 0.32%
37 OPPENHEIMER & CO INC 9,940 540,000 0.31%
38 M&T BANK CORP 9,231 501,000 0.28%
39 SNOWDEN CAPITAL ADVISORS LLC 9,159 497,333 0.28%
40 CETERA INVESTMENT ADVISERS 8,635 472,000 0.27%
41 WEDBUSH SECURITIES INC 8,230 447,000 0.25%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,241 447,000 0.25%
43 IFP ADVISORS, INC 8,205 446,000 0.25%
44 Tower Research Capital LLC (TRC) 7,784 423,000 0.24%
45 ENVESTNET ASSET MANAGEMENT INC 7,602 413,000 0.23%
46 BAIRD FINANCIAL GROUP, INC. 7,165 389,000 0.22%
47 Stratos Wealth Partners, LTD. 6,684 363,000 0.21%
48 First Allied Advisory Services, Inc. 5,837 317,000 0.18%
49 Cetera Advisor Networks LLC 5,701 310,000 0.18%
50 Sigma Planning Corp 5,355 291,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.