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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 69 Institutional holders with a total value of $153,586,865.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 739,534 37,191,000 24.21%
2 BANK OF AMERICA CORP /DE/ 333,455 16,770,000 10.92%
3 WELLS FARGO & COMPANY/MN 301,203 15,147,000 9.86%
4 UBS Group AG 266,406 13,398,000 8.72%
5 LPL Financial LLC 248,662 12,505,000 8.14%
6 BB&T SECURITIES, LLC 13,646 6,862,000 4.47%
7 AMERIPRISE FINANCIAL INC 81,503 4,099,000 2.67%
8 Lowe Wealth Advisors, LLC 75,434 3,794,000 2.47%
9 Commonwealth Equity Services, Inc 74,180 3,731,000 2.43%
10 ROYAL BANK OF CANADA 67,142 3,377,000 2.20%
11 B. Riley Wealth Advisors, Inc. 16,389 2,905,000 1.89%
12 Chicago Partners Investment Group LLC 53,835 2,707,000 1.76%
13 AMERICAN INTERNATIONAL GROUP, INC. 50,896 2,559,559 1.67%
14 RAYMOND JAMES & ASSOCIATES 49,704 2,500,000 1.63%
15 CIBC WORLD MARKET INC. 49,522 2,490,000 1.62%
16 Orion Porfolio Solutions, LLC 48,000 2,414,000 1.57%
17 VSR Financial Services, Inc. 42,186 2,122,000 1.38%
18 Cambridge Investment Research Advisors, Inc. 39,337 1,978,000 1.29%
19 Good Harbor Financial, LLC 34,840 1,752,000 1.14%
20 Ancora Advisors LLC 21,067 1,059,000 0.69%
21 Janney Montgomery Scott LLC 20,778 1,044,926 0.68%
22 NTV ASSET MANAGEMENT LLC 19,702 990,000 0.64%
23 CREDIT SUISSE AG/ 15,405 775,000 0.50%
24 COMERICA BANK 15,340 772,000 0.50%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,168 712,000 0.46%
26 MSI Financial Services Inc 13,840 696,000 0.45%
27 JPMORGAN CHASE & CO 13,651 687,000 0.45%
28 SMITH HAYES Advisers, Inc 11,501 578,000 0.38%
29 BAROMETER CAPITAL MANAGEMENT INC. 11,400 573,000 0.37%
30 CITIGROUP INC 10,963 551,000 0.36%
31 Placemark Investments, Inc. 10,050 505,000 0.33%
32 Investors Capital Advisory Services 7,913 397,000 0.26%
33 M&T BANK CORP 7,550 380,000 0.25%
34 Concert Wealth Management Inc. 6,994 353,000 0.23%
35 NATIONAL PLANNING CORP 7,069 349,633 0.23%
36 NEW ENGLAND SECURITIES CORP /MA/ 6,853 345,000 0.22%
37 Private Advisor Group, LLC 6,392 321,000 0.21%
38 First Allied Advisory Services, Inc. 6,123 309,000 0.20%
39 OPPENHEIMER & CO INC 5,903 297,000 0.19%
40 Sigma Planning Corp 5,385 271,000 0.18%
41 HL FINANCIAL SERVICES LLC 5,375 270,000 0.18%
42 Jackson Wealth Management, LLC 5,281 266,000 0.17%
43 Cetera Advisors LLC 5,196 262,000 0.17%
44 HighTower Advisors, LLC 5,107 257,000 0.17%
45 WEDBUSH SECURITIES INC 4,897 246,000 0.16%
46 Robert W. Baird & Co. Inc 4,775 240,000 0.16%
47 D.A. DAVIDSON & CO. 4,540 228,000 0.15%
48 STIFEL FINANCIAL CORP 4,354 219,000 0.14%
49 ENVESTNET ASSET MANAGEMENT INC 4,270 215,000 0.14%
50 WFG Advisors, LP 3,860 194,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.