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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 92 Institutional holders with a total value of $318,597,398.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,114,783 56,999,000 17.89%
2 LPL Financial LLC 918,019 45,956,000 14.42%
3 WELLS FARGO & COMPANY/MN 631,815 32,305,000 10.14%
4 BANK OF AMERICA CORP /DE/ 558,901 28,577,000 8.97%
5 BANK OF MONTREAL /CAN/ 509,008 26,025,000 8.17%
6 UBS Group AG 495,315 25,325,000 7.95%
7 AMERIPRISE FINANCIAL INC 166,413 8,509,000 2.67%
8 RAYMOND JAMES & ASSOCIATES 124,963 6,390,000 2.01%
9 Commonwealth Equity Services, Inc 122,876 6,283,000 1.97%
10 SSI INVESTMENT MANAGEMENT LLC 105,051 5,370,000 1.69%
11 ROYAL BANK OF CANADA 101,255 5,178,000 1.63%
12 Cambridge Investment Research Advisors, Inc. 98,069 5,014,000 1.57%
13 AMERICAN INTERNATIONAL GROUP, INC. 83,214 4,254,000 1.34%
14 Kovack Advisors, Inc. 78,651 4,021,000 1.26%
15 Raymond James Financial Services Advisors, Inc. 68,383 3,496,000 1.10%
16 D.A. DAVIDSON & CO. 62,578 3,199,000 1.00%
17 CREDIT SUISSE AG/ 58,923 3,013,000 0.95%
18 TRUE PRIVATE WEALTH ADVISORS 51,808 2,649,000 0.83%
19 CITADEL ADVISORS LLC 49,663 2,539,000 0.80%
20 Orion Porfolio Solutions, LLC 48,000 2,454,000 0.77%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 45,960 2,350,000 0.74%
22 ADVANTAGE INVESTMENT MANAGEMENT, LLC 43,950 2,247,000 0.71%
23 REZNY WEALTH MANAGEMENT, INC. 40,557 2,073,000 0.65%
24 STIFEL FINANCIAL CORP 12,422 1,799,000 0.56%
25 JANE STREET GROUP, LLC 34,563 1,767,000 0.55%
26 SMITH HAYES Advisers, Inc 34,283 1,753,000 0.55%
27 Janney Montgomery Scott LLC 33,241 1,700,000 0.53%
28 MSI Financial Services Inc 31,897 1,631,000 0.51%
29 CITIGROUP INC 28,806 1,473,000 0.46%
30 Chicago Partners Investment Group LLC 27,854 1,424,000 0.45%
31 VSR Financial Services, Inc. 26,658 1,363,000 0.43%
32 JPMORGAN CHASE & CO 25,990 1,329,000 0.42%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,750 1,163,000 0.37%
34 Ancora Advisors LLC 22,335 1,142,000 0.36%
35 CEDAR CAPITAL, LLC 20,452 1,046,000 0.33%
36 SUNTRUST BANKS INC 19,848 1,038,000 0.33%
37 Lowe Wealth Advisors, LLC 19,874 1,016,000 0.32%
38 NTV ASSET MANAGEMENT LLC 19,705 1,007,000 0.32%
39 Cetera Advisors LLC 16,658 848,000 0.27%
40 ENVESTNET ASSET MANAGEMENT INC 15,905 813,000 0.26%
41 Investors Capital Advisory Services 13,315 680,000 0.21%
42 BB&T SECURITIES, LLC 13,278 678,000 0.21%
43 B. Riley Wealth Advisors, Inc. 12,189 624,000 0.20%
44 PITTENGER & ANDERSON INC 11,955 611,000 0.19%
45 Private Advisor Group, LLC 11,265 576,000 0.18%
46 First Heartland Consultants, Inc. 11,208 573,000 0.18%
47 OPPENHEIMER & CO INC 10,509 537,000 0.17%
48 IFP ADVISORS, INC 9,277 474,000 0.15%
49 WEDBUSH SECURITIES INC 9,135 467,000 0.15%
50 Frontier Wealth Management LLC 7,758 397,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.