Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 92 Institutional holders with a total value of $318,597,398.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 6 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Cordasco Financial Network 25 1,000 0.00%
4 INTEGRATED WEALTH MANAGEMENT 66 3,000 0.00%
5 Capital Analysts, LLC 100 5,113 0.00%
6 GUPTA WEALTH MANAGEMENT LLC 170 9,000 0.00%
7 MUFG Americas Holdings Corp 171 9,000 0.00%
8 Catalyst Capital Advisors LLC 210 11,000 0.00%
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 250 13,000 0.00%
10 Patten Group, Inc. 405 20,740 0.01%
11 Ameritas Investment Partners, Inc. 506 25,000 0.01%
12 Manchester Capital Management LLC 800 41,000 0.01%
13 WEALTHPLAN PARTNERS, LLC 3,394 43,795 0.01%
14 Transamerica Financial Advisors, LLC 861 45,000 0.01%
15 Winslow, Evans & Crocker, Inc. 1,326 67,750 0.02%
16 US BANCORP \DE\ 1,379 70,000 0.02%
17 NEXT Financial Group, Inc 1,395 71,000 0.02%
18 FIFTH THIRD BANCORP 1,477 76,000 0.02%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,704 87,000 0.03%
20 Creative Planning 2,233 114,000 0.04%
21 GLENMEDE TRUST CO NA 2,325 118,000 0.04%
22 MIDAS MANAGEMENT CORP 2,900 148,000 0.05%
23 Tower Research Capital LLC (TRC) 2,991 153,000 0.05%
24 IFC Holdings Incorporated/FL 4,034 206,000 0.06%
25 Moors & Cabot, Inc. 4,148 212,000 0.07%
26 Virtu KCG Holdings LLC 4,245 217,000 0.07%
27 CETERA INVESTMENT ADVISERS 4,252 218,000 0.07%
28 PNC FINANCIAL SERVICES GROUP, INC. 4,528 232,000 0.07%
29 USCA RIA LLC 4,700 240,000 0.08%
30 WFG Advisors, LP 4,743 242,000 0.08%
31 Argentus Capital Management, LLC 5,024 257,000 0.08%
32 EDMOND DE ROTHSCHILD HOLDING S.A. 5,365 274,000 0.09%
33 EDMOND DE ROTHSCHILD (EUROPE) 5,365 274,000 0.09%
34 LVZ, Inc. 5,495 281,000 0.09%
35 Sigma Planning Corp 5,610 287,000 0.09%
36 First Allied Advisory Services, Inc. 5,619 287,000 0.09%
37 M&T BANK CORP 5,800 297,000 0.09%
38 Concert Wealth Management Inc. 6,527 333,000 0.10%
39 BAIRD FINANCIAL GROUP, INC. 6,745 345,000 0.11%
40 GOLDMAN SACHS GROUP INC 7,021 359,000 0.11%
41 Stratos Wealth Partners, LTD. 7,159 366,000 0.11%
42 MILLENNIUM MANAGEMENT LLC 7,518 384,000 0.12%
43 Frontier Wealth Management LLC 7,758 397,000 0.12%
44 WEDBUSH SECURITIES INC 9,135 467,000 0.15%
45 IFP ADVISORS, INC 9,277 474,000 0.15%
46 OPPENHEIMER & CO INC 10,509 537,000 0.17%
47 First Heartland Consultants, Inc. 11,208 573,000 0.18%
48 Private Advisor Group, LLC 11,265 576,000 0.18%
49 PITTENGER & ANDERSON INC 11,955 611,000 0.19%
50 B. Riley Wealth Advisors, Inc. 12,189 624,000 0.20%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.