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GUGGENHEIM ENHNCD EQTY INCM
GUGGENHEIM ENHNCD EQTY INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $36,957,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 430 3,000 0.01%
2 TCI Wealth Advisors, Inc. 601 5,000 0.01%
3 IFP ADVISORS, INC 820 6,000 0.02%
4 MSI Financial Services Inc 4,450 35,000 0.09%
5 ENVESTNET ASSET MANAGEMENT INC 5,466 43,000 0.12%
6 Creative Planning 7,500 58,000 0.16%
7 WELLS FARGO & COMPANY/MN 8,407 65,000 0.18%
8 ADVISOR GROUP, INC. 8,600 67,000 0.18%
9 CITADEL ADVISORS LLC 11,113 87,000 0.24%
10 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,650 91,000 0.25%
11 Private Advisor Group, LLC 13,634 106,000 0.29%
12 Capital Investment Advisors, LLC 13,800 108,000 0.29%
13 BB&T SECURITIES, LLC 13,994 109,000 0.29%
14 Regis Management CO LLC 15,180 118,000 0.32%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,181 126,000 0.34%
16 Sigma Planning Corp 19,402 151,000 0.41%
17 LPL Financial LLC 20,258 158,000 0.43%
18 InterOcean Capital, LLC 28,560 222,000 0.60%
19 First Allied Advisory Services, Inc. 34,302 267,000 0.72%
20 ROYAL BANK OF CANADA 37,971 296,000 0.80%
21 UBS Group AG 41,599 324,000 0.88%
22 RAYMOND JAMES & ASSOCIATES 69,508 541,000 1.46%
23 Commonwealth Equity Services, Inc 86,599 675,000 1.83%
24 MORGAN STANLEY 104,704 816,000 2.21%
25 GUGGENHEIM CAPITAL LLC 129,300 1,007,000 2.72%
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 185,309 1,444,000 3.91%
27 BANK OF AMERICA CORP /DE/ 317,447 2,472,000 6.69%
28 Invesco Ltd. 573,208 4,465,000 12.08%
29 Advisors Asset Management, Inc. 2,964,289 23,092,000 62.48%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.