| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 392,073 | 8,072,000 | 17.72% | ||
| 2 | FRONTIER INVESTMENT MGMT CO | 372,453 | 7,669,000 | 16.83% | ||
| 3 | UBS AG | 199,405 | 4,106,000 | 9.01% | ||
| 4 | Invesco Ltd. | 194,268 | 4,000,000 | 8.78% | ||
| 5 | LPL Financial LLC | 125,111 | 2,576,000 | 5.65% | ||
| 6 | CREDIT SUISSE AG/ | 115,942 | 2,387,000 | 5.24% | ||
| 7 | PRING TURNER CAPITAL GROUP INC | 87,600 | 1,804,000 | 3.96% | ||
| 8 | ROYAL BANK OF CANADA | 78,782 | 1,623,000 | 3.56% | ||
| 9 | Commonwealth Equity Services, Inc | 74,594 | 1,536,000 | 3.37% | ||
| 10 | Capital Investment Advisors, LLC | 73,292 | 1,509,000 | 3.31% | ||
| 11 | MORGAN STANLEY | 60,319 | 1,242,000 | 2.73% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 51,987 | 1,070,000 | 2.35% | ||
| 13 | WELLS FARGO & COMPANY/MN | 48,668 | 1,002,000 | 2.20% | ||
| 14 | Pine River Capital Management L.P. | 48,156 | 991,000 | 2.18% | ||
| 15 | ROBINSON CAPITAL MANAGEMENT, LLC | 41,141 | 820,000 | 1.80% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 29,862 | 615,000 | 1.35% | ||
| 17 | VICUS CAPITAL | 28,065 | 578,000 | 1.27% | ||
| 18 | MONROE BANK & TRUST/MI | 25,663 | 528,000 | 1.16% | ||
| 19 | Investors Capital Advisory Services | 24,245 | 499,000 | 1.10% | ||
| 20 | CORNERSTONE ADVISORS INC | 20,317 | 418,000 | 0.92% | ||
| 21 | Shaker Financial Services, LLC | 18,297 | 377,000 | 0.83% | ||
| 22 | INVESTMENT CENTERS OF AMERICA INC | 17,591 | 358,000 | 0.79% | ||
| 23 | NWAM LLC | 17,025 | 351,000 | 0.77% | ||
| 24 | Windsor Capital Management, LLC | 13,733 | 283,000 | 0.62% | ||
| 25 | COHEN & STEERS, INC. | 12,071 | 249,000 | 0.55% | ||
| 26 | MANNING & NAPIER ADVISORS LLC | 10,500 | 216,000 | 0.47% | PRN | |
| 27 | ProVise Management Group, LLC | 10,000 | 206,000 | 0.45% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 7,740 | 159,367 | 0.35% | ||
| 29 | Creative Planning | 3,390 | 70,000 | 0.15% | ||
| 30 | WFG Advisors, LP | 2,445 | 50,000 | 0.11% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,250 | 46,000 | 0.10% | ||
| 32 | AMERIPRISE FINANCIAL INC | 1,934 | 40,000 | 0.09% | ||
| 33 | D.A. DAVIDSON & CO. | 1,800 | 37,000 | 0.08% | ||
| 34 | CENTRAL BANK & TRUST CO | 1,000 | 18,000 | 0.04% | ||
| 35 | Winslow, Evans & Crocker, Inc. | 600 | 12,354 | 0.03% | ||
| 36 | NEXT Financial Group, Inc | 500 | 10,000 | 0.02% | ||
| 37 | Financial Architects, Inc | 400 | 8,000 | 0.02% | ||
| 38 | BANK OF MONTREAL /CAN/ | 317 | 7,000 | 0.02% | ||
| 39 | CAPTRUST FINANCIAL ADVISORS | 295 | 6,000 | 0.01% | ||
| 40 | Regal Investment Advisors LLC | 250 | 5,000 | 0.01% | ||
| 41 | US BANCORP \DE\ | 200 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
