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HANCOCK JOHN PFD INCOME FD
HANCOCK JOHN PFD INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 48 Institutional holders with a total value of $44,159,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 306,869 6,144,000 13.91%
2 Invesco Ltd. 288,283 5,771,000 13.07%
3 LPL Financial LLC 273,866 5,546,000 12.56%
4 GUGGENHEIM CAPITAL LLC 201,886 4,042,000 9.15%
5 CREDIT SUISSE AG/ 111,151 2,225,000 5.04%
6 Commonwealth Equity Services, Inc 86,046 1,723,000 3.90%
7 PRING TURNER CAPITAL GROUP INC 83,650 1,675,000 3.79%
8 Capital Investment Advisors, LLC 69,347 1,388,000 3.14%
9 TSP Capital Management Group, LLC 66,150 1,324,000 3.00%
10 COHEN & STEERS, INC. 58,905 1,179,000 2.67%
11 MORGAN STANLEY 54,367 1,088,000 2.46%
12 ROBINSON CAPITAL MANAGEMENT, LLC 54,295 1,087,000 2.46%
13 BANK OF AMERICA CORP /DE/ 54,172 1,085,000 2.46%
14 WELLS FARGO & COMPANY/MN 50,882 1,019,000 2.31%
15 Investors Capital Advisory Services 47,383 948,000 2.15%
16 Laurion Capital Management LP 40,413 809,000 1.83%
17 Cambridge Investment Research Advisors, Inc. 29,969 600,000 1.36%
18 VICUS CAPITAL 28,620 573,000 1.30%
19 INVESTMENT CENTERS OF AMERICA INC 28,505 571,000 1.29%
20 ROYAL BANK OF CANADA 26,642 533,000 1.21%
21 AMERICAN INTERNATIONAL GROUP, INC. 23,534 471,000 1.07%
22 AMERIPRISE FINANCIAL INC 21,888 438,000 0.99%
23 MONROE BANK & TRUST/MI 21,043 421,000 0.95%
24 NATIONAL PLANNING CORP 18,000 370,000 0.84%
25 NWAM LLC 18,300 366,000 0.83%
26 Squarepoint Ops LLC 16,500 330,000 0.75%
27 BAIRD FINANCIAL GROUP, INC. 16,274 326,000 0.74%
28 IFP ADVISORS, INC 12,913 259,000 0.59%
29 SG Americas Securities, LLC 12,728 255,000 0.58%
30 Cetera Advisors LLC 12,675 254,000 0.58%
31 WFG Advisors, LP 12,629 253,000 0.57%
32 Windsor Capital Management, LLC 11,938 239,000 0.54%
33 Private Advisor Group, LLC 11,035 221,000 0.50%
34 ProVise Management Group, LLC 10,000 200,000 0.45%
35 Creative Planning 4,472 90,000 0.20%
36 MSI Financial Services Inc 4,068 81,000 0.18%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,808 76,000 0.17%
38 ASSET PLANNING SERVICES, LTD. 3,087 62,000 0.14%
39 CITY HOLDING CO 2,000 40,000 0.09%
40 INTEGRATED WEALTH MANAGEMENT 1,400 28,000 0.06%
41 Winslow, Evans & Crocker, Inc. 600 12,012 0.03%
42 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 507 10,000 0.02%
43 BANK OF MONTREAL /CAN/ 359 7,000 0.02%
44 PENSERRA CAPITAL MANAGEMENT LLC 301 6,000 0.01%
45 CAPTRUST FINANCIAL ADVISORS 295 6,000 0.01%
46 US BANCORP \DE\ 200 4,000 0.01%
47 NEXT Financial Group, Inc 100 2,000 0.00%
48 Tower Research Capital LLC (TRC) 100 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.