| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FRONTIER INVESTMENT MGMT CO | 415,302 | 8,026,000 | 17.08% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 380,673 | 7,768,000 | 16.53% | ||
| 3 | UBS Group AG | 259,190 | 5,290,000 | 11.26% | ||
| 4 | Invesco Ltd. | 202,712 | 4,138,000 | 8.81% | ||
| 5 | LPL Financial LLC | 135,293 | 2,761,000 | 5.88% | ||
| 6 | CREDIT SUISSE AG/ | 119,948 | 2,448,000 | 5.21% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 93,863 | 1,916,000 | 4.08% | ||
| 8 | ROYAL BANK OF CANADA | 90,731 | 1,852,000 | 3.94% | ||
| 9 | PRING TURNER CAPITAL GROUP INC | 87,500 | 1,786,000 | 3.80% | ||
| 10 | Commonwealth Equity Services, Inc | 79,034 | 1,613,000 | 3.43% | ||
| 11 | Capital Investment Advisors, LLC | 73,262 | 1,495,000 | 3.18% | ||
| 12 | WELLS FARGO & COMPANY/MN | 56,289 | 1,149,000 | 2.45% | ||
| 13 | MORGAN STANLEY | 53,259 | 1,087,000 | 2.31% | ||
| 14 | COHEN & STEERS, INC. | 43,307 | 884,000 | 1.88% | ||
| 15 | VICUS CAPITAL | 31,595 | 645,000 | 1.37% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 29,674 | 606,000 | 1.29% | ||
| 17 | Investors Capital Advisory Services | 26,305 | 536,000 | 1.14% | ||
| 18 | INVESTMENT CENTERS OF AMERICA INC | 24,486 | 495,000 | 1.05% | ||
| 19 | MONROE BANK & TRUST/MI | 23,903 | 487,000 | 1.04% | ||
| 20 | NWAM LLC | 18,300 | 374,000 | 0.80% | ||
| 21 | Windsor Capital Management, LLC | 14,105 | 288,000 | 0.61% | ||
| 22 | SG Americas Securities, LLC | 10,686 | 218,000 | 0.46% | ||
| 23 | MANNING & NAPIER ADVISORS LLC | 10,500 | 214,000 | 0.46% | PRN | |
| 24 | ProVise Management Group, LLC | 10,000 | 204,000 | 0.43% | ||
| 25 | WFG Advisors, LP | 8,500 | 173,000 | 0.37% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 7,940 | 162,056 | 0.34% | ||
| 27 | Creative Planning | 4,597 | 94,000 | 0.20% | ||
| 28 | NATIONAL PLANNING CORP | 2,625 | 54,626 | 0.12% | ||
| 29 | Tower Research Capital LLC (TRC) | 2,651 | 54,000 | 0.11% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,558 | 52,000 | 0.11% | ||
| 31 | CITIGROUP INC | 1,427 | 29,000 | 0.06% | ||
| 32 | Stratos Wealth Partners, LTD. | 1,150 | 23,472 | 0.05% | ||
| 33 | CITY HOLDING CO | 1,000 | 20,000 | 0.04% | ||
| 34 | Advisory Services Network, LLC | 978 | 20,000 | 0.04% | ||
| 35 | Winslow, Evans & Crocker, Inc. | 600 | 12,246 | 0.03% | ||
| 36 | BANK OF MONTREAL /CAN/ | 333 | 7,000 | 0.01% | ||
| 37 | CAPTRUST FINANCIAL ADVISORS | 295 | 6,000 | 0.01% | ||
| 38 | US BANCORP \DE\ | 200 | 4,000 | 0.01% | ||
| 39 | NEXT Financial Group, Inc | 100 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
