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HANCOCK JOHN PFD INCOME FD
HANCOCK JOHN PFD INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 53 Institutional holders with a total value of $43,990,210.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 327,102 6,657,000 15.13%
2 Invesco Ltd. 252,069 5,130,000 11.66%
3 Selway Asset Management 184,725 3,759,000 8.55%
4 LPL Financial LLC 142,548 2,934,000 6.67%
5 MORGAN STANLEY 126,996 2,584,000 5.87%
6 ENVESTNET ASSET MANAGEMENT INC 112,462 2,290,000 5.21%
7 Commonwealth Equity Services, Inc 106,408 2,165,000 4.92%
8 PRING TURNER CAPITAL GROUP INC 82,333 1,675,000 3.81%
9 BANK OF AMERICA CORP /DE/ 70,896 1,443,000 3.28%
10 WELLS FARGO & COMPANY/MN 65,572 1,334,000 3.03%
11 TSP Capital Management Group, LLC 61,425 1,250,000 2.84% PRN
12 INVESTMENT CENTERS OF AMERICA INC 55,034 1,115,000 2.53%
13 Laurion Capital Management LP 54,188 1,103,000 2.51%
14 Capital Investment Advisors, LLC 53,621 1,091,000 2.48%
15 AMERIPRISE FINANCIAL INC 52,384 1,066,000 2.42%
16 GUGGENHEIM CAPITAL LLC 41,430 843,000 1.92%
17 GENEOS WEALTH MANAGEMENT INC. 34,745 707,000 1.61%
18 Cambridge Investment Research Advisors, Inc. 24,582 500,000 1.14%
19 RAYMOND JAMES & ASSOCIATES 23,710 482,000 1.10%
20 ROYAL BANK OF CANADA 23,192 472,000 1.07%
21 VICUS CAPITAL 22,457 457,000 1.04%
22 CITIGROUP INC 21,762 443,000 1.01%
23 Raymond James Financial Services Advisors, Inc. 17,897 364,000 0.83%
24 MONROE BANK & TRUST/MI 17,650 360,000 0.82%
25 NWAM LLC 17,450 355,000 0.81%
26 ADVISOR GROUP, INC. 16,720 340,000 0.77%
27 Annex Advisory Services, LLC 16,382 333,000 0.76%
28 WFG Advisors, LP 15,122 308,000 0.70%
29 GIRARD SECURITIES, INC. 13,921 283,000 0.64%
30 IFP ADVISORS, INC 13,653 278,000 0.63%
31 IFC Holdings Incorporated/FL 11,809 239,000 0.54%
32 Oxbow Advisors, LLC 11,000 224,000 0.51%
33 Private Advisor Group, LLC 10,517 218,000 0.50%
34 ProVise Management Group, LLC 10,000 204,000 0.46%
35 Weiss Asset Management LP 10,004 204,000 0.46%
36 COHEN & STEERS, INC. 9,168 187,000 0.43%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,642 135,000 0.31%
38 MSI Financial Services Inc 5,655 115,000 0.26%
39 Creative Planning 4,300 88,000 0.20%
40 ASSET PLANNING SERVICES, LTD. 3,087 63,000 0.14%
41 CITY HOLDING CO 2,000 41,000 0.09%
42 FUSION FAMILY WEALTH, LLC 1,400 29,000 0.07% SH
43 BANK OF MONTREAL /CAN/ 1,252 25,000 0.06%
44 PNC FINANCIAL SERVICES GROUP, INC. 1,176 24,000 0.05%
45 BALDWIN WEALTH PARTNERS LLC/MA 1,000 20,000 0.05%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 665 14,000 0.03%
47 Winslow, Evans & Crocker, Inc. 600 12,210 0.03%
48 PENSERRA CAPITAL MANAGEMENT LLC 417 8,000 0.02%
49 CAPTRUST FINANCIAL ADVISORS 295 6,000 0.01%
50 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 232 5,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.