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HANCOCK JOHN PFD INCOME FD
HANCOCK JOHN PFD INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 49 Institutional holders with a total value of $52,458,332.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 424,722 9,437,000 17.99%
2 Invesco Ltd. 292,308 6,495,000 12.38%
3 LPL Financial LLC 282,572 6,132,000 11.69%
4 GUGGENHEIM CAPITAL LLC 153,297 3,405,000 6.49%
5 MORGAN STANLEY 119,955 2,666,000 5.08%
6 Commonwealth Equity Services, Inc 96,814 2,151,000 4.10%
7 PRING TURNER CAPITAL GROUP INC 83,350 1,852,000 3.53%
8 COHEN & STEERS, INC. 78,978 1,755,000 3.35%
9 Selway Asset Management 74,175 1,648,000 3.14%
10 Capital Investment Advisors, LLC 66,751 1,483,000 2.83%
11 INVESTMENT CENTERS OF AMERICA INC 65,598 1,455,000 2.77%
12 Raymond James Financial Services Advisors, Inc. 63,733 1,416,000 2.70%
13 TSP Capital Management Group, LLC 57,050 1,268,000 2.42%
14 BANK OF AMERICA CORP /DE/ 56,045 1,245,000 2.37%
15 WELLS FARGO & COMPANY/MN 51,513 1,145,000 2.18%
16 Investors Capital Advisory Services 43,823 973,000 1.85%
17 GENEOS WEALTH MANAGEMENT INC. 35,007 751,000 1.43%
18 AMERIPRISE FINANCIAL INC 28,735 638,000 1.22%
19 VICUS CAPITAL 27,427 609,000 1.16%
20 Cambridge Investment Research Advisors, Inc. 27,288 606,000 1.16%
21 AMERICAN INTERNATIONAL GROUP, INC. 26,482 588,000 1.12%
22 ROYAL BANK OF CANADA 22,942 510,000 0.97%
23 MONROE BANK & TRUST/MI 20,045 445,000 0.85%
24 BAIRD FINANCIAL GROUP, INC. 17,864 397,000 0.76%
25 IFP ADVISORS, INC 17,658 392,000 0.75%
26 RAYMOND JAMES & ASSOCIATES 17,503 389,000 0.74%
27 NWAM LLC 17,450 388,000 0.74%
28 BECK CAPITAL MANAGEMENT, LLC 15,992 355,000 0.68%
29 Cetera Advisors LLC 13,575 300,000 0.57%
30 WFG Advisors, LP 12,640 281,000 0.54%
31 Private Advisor Group, LLC 12,063 268,000 0.51%
32 ProVise Management Group, LLC 10,000 222,000 0.42%
33 CETERA INVESTMENT ADVISERS 9,284 207,000 0.39%
34 MSI Financial Services Inc 6,146 137,000 0.26%
35 Creative Planning 4,890 109,000 0.21%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,808 85,000 0.16%
37 ASSET PLANNING SERVICES, LTD. 3,087 69,000 0.13%
38 CITY HOLDING CO 2,000 44,000 0.08%
39 PNC FINANCIAL SERVICES GROUP, INC. 2,000 44,000 0.08%
40 Donald L. Hagan, LLC 1,000 22,000 0.04%
41 BALDWIN WEALTH PARTNERS LLC/MA 1,000 22,000 0.04%
42 Winslow, Evans & Crocker, Inc. 600 13,332 0.03%
43 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 507 11,000 0.02%
44 BANK OF MONTREAL /CAN/ 367 8,000 0.02%
45 CAPTRUST FINANCIAL ADVISORS 295 7,000 0.01%
46 PENSERRA CAPITAL MANAGEMENT LLC 277 6,000 0.01%
47 US BANCORP \DE\ 200 4,000 0.01%
48 CITIGROUP INC 124 3,000 0.01%
49 NEXT Financial Group, Inc 100 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.