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HANCOCK JOHN PREMUIM DIV FD
HANCOCK JOHN PREMUIM DIV FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 62 Institutional holders with a total value of $56,366,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 592,766 9,431,000 16.73%
2 Invesco Ltd. 417,943 6,649,000 11.80%
3 GUGGENHEIM CAPITAL LLC 324,947 5,169,000 9.17%
4 WELLS FARGO & COMPANY/MN 274,752 4,371,000 7.75%
5 MORGAN STANLEY 204,680 3,256,000 5.78%
6 BANK OF AMERICA CORP /DE/ 186,268 2,964,000 5.26%
7 LPL Financial LLC 162,061 2,591,000 4.60%
8 Commonwealth Equity Services, Inc 94,857 1,509,000 2.68%
9 Advisory Services Network, LLC 83,057 1,321,000 2.34%
10 Stratos Wealth Partners, LTD. 81,868 1,303,000 2.31%
11 ROYAL BANK OF CANADA 78,813 1,254,000 2.22%
12 MML INVESTORS SERVICES, INC. 73,188 1,164,000 2.07%
13 Raymond James Financial Services Advisors, Inc. 72,434 1,152,000 2.04%
14 Cambridge Investment Research Advisors, Inc. 69,998 1,114,000 1.98%
15 IFC Holdings Incorporated/FL 64,206 1,027,000 1.82%
16 WEDBUSH SECURITIES INC 62,691 997,000 1.77%
17 AUSDAL FINANCIAL PARTNERS, INC. 61,706 982,000 1.74%
18 FRONTIER INVESTMENT MGMT CO 41,470 660,000 1.17%
19 AMERIPRISE FINANCIAL INC 40,754 648,000 1.15%
20 MILLENNIUM MANAGEMENT LLC 38,998 620,000 1.10%
21 Sigma Planning Corp 34,161 544,000 0.97%
22 NATIONAL PLANNING CORP 33,435 536,000 0.95%
23 ADVISOR GROUP, INC. 32,352 515,000 0.91%
24 PNC FINANCIAL SERVICES GROUP, INC. 31,580 502,000 0.89%
25 COHEN & STEERS, INC. 30,942 492,000 0.87%
26 INVESTMENT CENTERS OF AMERICA INC 30,371 484,000 0.86%
27 Homrich & Berg 29,646 472,000 0.84%
28 ALLEGIS INVESTMENT ADVISORS, LLC 26,301 418,000 0.74%
29 IFP ADVISORS, INC 26,228 417,000 0.74%
30 BALDWIN WEALTH PARTNERS LLC/MA 24,095 383,000 0.68%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,226 353,000 0.63%
32 First Horizon Advisors, Inc. 20,000 318,000 0.56%
33 Cetera Advisor Networks LLC 18,596 296,000 0.53%
34 Creative Planning 14,049 224,000 0.40%
35 TWO SIGMA SECURITIES, LLC 13,878 221,000 0.39%
36 OLD NATIONAL BANCORP /IN/ 13,570 216,000 0.38%
37 ProVise Management Group, LLC 13,017 207,000 0.37%
38 Rehmann Capital Advisory Group 11,276 179,000 0.32%
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,378 165,000 0.29%
40 Edgemoor Investment Advisors, Inc. 10,000 159,000 0.28%
41 WFG Advisors, LP 8,226 131,000 0.23%
42 FIRST PREMIER BANK 6,228 99,000 0.18%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,179 98,000 0.17%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,877 94,000 0.17%
45 NEXT Financial Group, Inc 5,650 93,000 0.16%
46 FIRST MANHATTAN CO. LLC. 5,000 79,000 0.14%
47 Barrett Asset Management, LLC 4,500 72,000 0.13%
48 Winfield Associates, Inc. 4,000 64,000 0.11%
49 Focused Wealth Management, Inc 3,769 60,000 0.11%
50 Smithfield Trust Co 3,000 48,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.