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Heartland Financial USA, Inc.
Heartland Financial USA, Inc.. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 142 Institutional holders with a total value of $596,481,240.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Swiss National Bank 36,300 1,742,000 0.29%
52 BESSEMER GROUP INC 35,010 1,680,000 0.28%
53 SECOR Capital Advisors, LP 34,469 1,655,000 0.28%
54 Invesco Ltd. 34,056 1,634,000 0.27%
55 BOGLE INVESTMENT MANAGEMENT L P /DE/ 33,529 1,609,000 0.27%
56 ALLIANCEBERNSTEIN L.P. 32,695 1,569,000 0.26%
57 Zebra Capital Management LLC 31,725 1,523,000 0.26%
58 TWO SIGMA INVESTMENTS, LP 31,674 1,520,000 0.25%
59 TWO SIGMA ADVISERS, LP 30,996 1,488,000 0.25%
60 CREDIT SUISSE AG/ 30,555 1,467,000 0.25%
61 D. E. Shaw & Co., Inc. 30,003 1,440,000 0.24%
62 GUGGENHEIM CAPITAL LLC 26,718 1,283,000 0.22%
63 RHUMBLINE ADVISERS 26,610 1,277,000 0.21%
64 Connor, Clark & Lunn Investment Management Ltd. 24,979 1,199,000 0.20%
65 GOLDMAN SACHS GROUP INC 22,710 1,090,000 0.18%
66 ClariVest Asset Management LLC 20,800 999,000 0.17%
67 Sterling Capital Management LLC 19,857 953,000 0.16%
68 CITADEL ADVISORS LLC 16,290 782,000 0.13%
69 METROPOLITAN LIFE INSURANCE CO/NY 16,236 779,000 0.13%
70 US BANCORP \DE\ 16,229 779,000 0.13%
71 BlackRock Group LTD 15,939 765,000 0.13%
72 Bowling Portfolio Management LLC 15,610 749,000 0.13%
73 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,418 741,000 0.12%
74 ZACKS INVESTMENT MANAGEMENT 15,126 726,000 0.12%
75 Virtu KCG Holdings LLC 14,569 699,000 0.12%
76 DEUTSCHE BANK AG\ 13,769 660,000 0.11%
77 PEAK6 Group LLC 13,300 638,000 0.11% Call
78 Raymond James Financial Services Advisors, Inc. 12,763 613,000 0.10%
79 AMERICAN INTERNATIONAL GROUP, INC. 12,626 606,000 0.10%
80 TFS CAPITAL LLC 12,612 605,000 0.10%
81 UBS Group AG 12,402 595,000 0.10%
82 ICONIQ Capital, LLC 12,370 594,000 0.10%
83 BLACKROCK ADVISORS LLC 11,984 575,000 0.10%
84 ALPS ADVISORS INC 11,491 552,000 0.09%
85 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,300 542,000 0.09%
86 Horizon Investment Services, LLC 11,249 540,000 0.09%
87 SII INVESTMENTS INC/WI 11,177 536,000 0.09%
88 PEAK6 Group LLC 10,600 509,000 0.09% Put
89 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 10,045 503,000 0.08%
90 HUDSON EDGE INVESTMENT PARTNERS INC. 10,402 499,000 0.08%
91 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 10,052 483,000 0.08%
92 AXA S.A. 9,700 466,000 0.08%
93 CLINTON GROUP INC 9,225 443,000 0.07%
94 PNC FINANCIAL SERVICES GROUP, INC. 8,851 425,000 0.07%
95 ZPR Investment Management 8,730 419,000 0.07%
96 ROYAL BANK OF CANADA 8,568 411,000 0.07%
97 BANK OF AMERICA CORP /DE/ 8,481 407,000 0.07%
98 VOYA INVESTMENT MANAGEMENT LLC 8,120 390,000 0.07%
99 Squarepoint Ops LLC 7,784 374,000 0.06%
100 RAYMOND JAMES & ASSOCIATES 7,243 348,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.