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Heritage Commerce Corp
Heritage Commerce Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 63 Institutional holders with a total value of $137,500,716.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 2,595,000 21,201,000 15.42%
2 WELLINGTON MANAGEMENT GROUP LLP 1,630,047 13,317,000 9.69%
3 BANC FUNDS CO LLC 1,568,091 12,811,000 9.32%
4 CASTLE CREEK CAPITAL PARTNERS IV, LP 1,308,300 10,689,000 7.77%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,116,991 9,126,000 6.64%
6 MALTESE CAPITAL MANAGEMENT LLC 1,038,900 8,488,000 6.17%
7 DIMENSIONAL FUND ADVISORS LP 919,672 7,514,000 5.46%
8 VANGUARD GROUP INC 751,246 6,137,000 4.46%
9 Clover Partners, L.P. 718,568 5,871,000 4.27%
10 BlackRock Institutional Trust Company, N.A. 667,613 5,454,000 3.97%
11 PRICE MICHAEL F 531,390 4,341,000 3.16%
12 BlackRock Fund Advisors 530,905 4,337,000 3.15%
13 Elizabeth Park Capital Advisors, Ltd. 409,110 3,342,000 2.43%
14 Phocas Financial Corp. 372,992 3,047,000 2.22% SH
15 STATE STREET CORP 292,511 2,391,000 1.74%
16 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 230,332 1,882,000 1.37%
17 NORTHERN TRUST CORP 228,020 1,863,000 1.35%
18 Roaring Blue Lion Capital Management, L.P. 227,261 1,845,000 1.34%
19 FSI GROUP, LLC 155,581 1,271,000 0.92%
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 149,300 1,220,000 0.89%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 121,498 993,000 0.72%
22 Bank of New York Mellon Corp 106,250 868,000 0.63%
23 GEODE CAPITAL MANAGEMENT, LLC 104,667 855,000 0.62%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 99,455 813,000 0.59%
25 PANAGORA ASSET MANAGEMENT INC 89,140 728,000 0.53%
26 DALTON GREINER HARTMAN MAHER & CO 83,599 683,000 0.50%
27 Hutchin Hill Capital, LP 81,552 666,000 0.48%
28 BlackRock Investment Management, LLC 70,063 572,000 0.42%
29 RENAISSANCE TECHNOLOGIES LLC 65,671 537,000 0.39%
30 STIFEL FINANCIAL CORP 57,170 467,000 0.34%
31 UBS AG 52,800 431,000 0.31%
32 MORGAN STANLEY 44,277 361,000 0.26%
33 MAI Capital Management 43,716 357,000 0.26%
34 BLACKTHORN INVESTMENT GROUP LLC 40,722 333,000 0.24%
35 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 38,204 312,000 0.23%
36 Teton Advisors, Inc. 31,200 255,000 0.19%
37 TEACHERS ADVISORS, LLC 28,140 230,000 0.17%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,900 228,000 0.17%
39 RHUMBLINE ADVISERS 25,457 208,000 0.15%
40 DEUTSCHE BANK AG\ 24,793 202,000 0.15%
41 GOLDMAN SACHS GROUP INC 21,275 174,000 0.13%
42 Nationwide Fund Advisors 21,332 174,000 0.13%
43 TWO SIGMA ADVISERS, LP 17,102 140,000 0.10%
44 GUGGENHEIM CAPITAL LLC 15,105 124,000 0.09%
45 AMERICAN INTERNATIONAL GROUP, INC. 13,620 111,275 0.08%
46 BLACKROCK ADVISORS LLC 13,335 109,000 0.08%
47 CREDIT SUISSE AG/ 11,603 94,000 0.07%
48 ProShare Advisors LLC 10,023 82,000 0.06%
49 STRS OHIO 9,697 79,000 0.06%
50 BARCLAYS PLC 4,838 39,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.