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Heritage Commerce Corp
Heritage Commerce Corp. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 100 Institutional holders with a total value of $207,902,428.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 2,595,000 27,325,000 13.14%
2 BANC FUNDS CO LLC 1,676,829 17,657,000 8.49%
3 BlackRock Institutional Trust Company, N.A. 1,454,461 15,315,000 7.37%
4 VANGUARD GROUP INC 1,327,067 13,974,000 6.72%
5 CASTLE CREEK CAPITAL PARTNERS IV, LP 1,308,300 13,776,000 6.63%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,119,282 11,786,000 5.67%
7 DIMENSIONAL FUND ADVISORS LP 1,049,832 11,054,000 5.32%
8 BlackRock Fund Advisors 671,547 7,071,000 3.40%
9 MALTESE CAPITAL MANAGEMENT LLC 568,094 5,982,000 2.88%
10 WESTWOOD HOLDINGS GROUP INC 524,294 5,521,000 2.66%
11 Phocas Financial Corp. 504,683 5,314,000 2.56% SH
12 Clover Partners, L.P. 476,001 5,012,000 2.41%
13 Elizabeth Park Capital Advisors, Ltd. 415,166 4,372,000 2.10%
14 JCSD Capital, LLC 377,210 3,972,000 1.91%
15 STATE STREET CORP 358,422 3,776,000 1.82%
16 Stieven Capital Advisors, L.P. 321,509 3,385,000 1.63%
17 RENAISSANCE TECHNOLOGIES LLC 285,900 3,011,000 1.45%
18 KENNEDY CAPITAL MANAGEMENT LLC 267,347 2,815,000 1.35%
19 MORGAN STANLEY 265,385 2,794,000 1.34%
20 NORTHERN TRUST CORP 256,845 2,705,000 1.30%
21 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 233,268 2,456,000 1.18%
22 PANAGORA ASSET MANAGEMENT INC 205,936 2,169,000 1.04%
23 Penn Capital Management Company, LLC 169,751 1,787,000 0.86%
24 Allianz Asset Management GmbH 165,462 1,742,000 0.84%
25 ALLIANCEBERNSTEIN L.P. 165,046 1,738,000 0.84%
26 Bank of New York Mellon Corp 160,707 1,693,000 0.81%
27 Curi Capital, LLC 158,448 1,668,000 0.80%
28 GEODE CAPITAL MANAGEMENT, LLC 155,124 1,633,000 0.79%
29 EMERALD MUTUAL FUND ADVISERS TRUST 138,670 1,460,000 0.70%
30 Informed Momentum Co LLC 115,550 1,217,000 0.59%
31 BRIDGEWAY CAPITAL MANAGEMENT, LLC 109,950 1,158,000 0.56%
32 BlackRock Investment Management, LLC 108,973 1,147,000 0.55%
33 WELLINGTON MANAGEMENT GROUP LLP 106,581 1,122,000 0.54%
34 DALTON GREINER HARTMAN MAHER & CO 104,336 1,099,000 0.53%
35 Hutchin Hill Capital, LP 100,000 1,053,000 0.51%
36 PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 100,000 1,053,000 0.51%
37 CONTEXT BH CAPITAL MANAGEMENT, LP 94,329 993,000 0.48%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 93,200 981,000 0.47%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 82,783 872,000 0.42%
40 Consector Capital, LP 79,878 841,000 0.40%
41 SVB WEALTH LLC 72,187 760,000 0.37%
42 Fort Point Capital Partners LLC 63,682 671,000 0.32%
43 VICTORY CAPITAL MANAGEMENT INC 63,430 668,000 0.32%
44 NEW YORK STATE COMMON RETIREMENT FUND 61,546 648,000 0.31%
45 UBS Group AG 60,559 637,000 0.31%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 54,701 576,000 0.28%
47 MAI Capital Management 43,716 460,000 0.22%
48 Spark Investment Management LLC 41,500 436,000 0.21%
49 TEACHERS ADVISORS, LLC 41,266 435,000 0.21%
50 PRUDENTIAL FINANCIAL INC 39,818 419,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.