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Heritage Commerce Corp
Heritage Commerce Corp. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 90 Institutional holders with a total value of $194,291,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 2,595,000 25,976,000 13.37%
2 BANC FUNDS CO LLC 1,748,232 17,500,000 9.01%
3 BlackRock Institutional Trust Company, N.A. 1,510,795 15,123,000 7.78%
4 VANGUARD GROUP INC 1,356,205 13,576,000 6.99%
5 CASTLE CREEK CAPITAL PARTNERS IV, LP 1,308,300 13,096,000 6.74%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,115,450 11,232,000 5.78%
7 DIMENSIONAL FUND ADVISORS LP 1,043,224 10,443,000 5.37%
8 BlackRock Fund Advisors 620,269 6,209,000 3.20%
9 MALTESE CAPITAL MANAGEMENT LLC 603,800 6,044,000 3.11%
10 WESTWOOD HOLDINGS GROUP INC 524,594 5,252,000 2.70%
11 Elizabeth Park Capital Advisors, Ltd. 480,166 4,806,000 2.47%
12 Clover Partners, L.P. 476,001 4,765,000 2.45%
13 Phocas Financial Corp. 474,109 4,746,000 2.44% SH
14 JCSD Capital, LLC 369,000 3,694,000 1.90%
15 STATE STREET CORP 328,865 3,293,000 1.69%
16 RENAISSANCE TECHNOLOGIES LLC 297,300 2,976,000 1.53%
17 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 269,054 2,709,000 1.39%
18 MORGAN STANLEY 269,745 2,700,000 1.39%
19 KENNEDY CAPITAL MANAGEMENT LLC 267,970 2,682,000 1.38%
20 NORTHERN TRUST CORP 222,229 2,224,000 1.14%
21 PANAGORA ASSET MANAGEMENT INC 195,549 1,957,000 1.01%
22 Allianz Asset Management GmbH 183,880 1,841,000 0.95%
23 ALLIANCEBERNSTEIN L.P. 175,801 1,760,000 0.91%
24 Stieven Capital Advisors, L.P. 164,239 1,644,000 0.85%
25 GEODE CAPITAL MANAGEMENT, LLC 148,458 1,486,000 0.76%
26 Curi Capital, LLC 141,848 1,420,000 0.73%
27 Bank of New York Mellon Corp 137,252 1,374,000 0.71%
28 Informed Momentum Co LLC 115,550 1,157,000 0.60%
29 WELLINGTON MANAGEMENT GROUP LLP 115,262 1,154,000 0.59%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 109,600 1,097,000 0.56%
31 DALTON GREINER HARTMAN MAHER & CO 104,111 1,042,000 0.54%
32 Hutchin Hill Capital, LP 100,000 1,001,000 0.52%
33 PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 100,000 1,001,000 0.52%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 93,200 933,000 0.48%
35 BlackRock Investment Management, LLC 90,681 908,000 0.47%
36 TIAA CREF INVESTMENT MANAGEMENT LLC 78,866 789,000 0.41%
37 ROYAL BANK OF CANADA 75,255 753,000 0.39%
38 SVB WEALTH LLC 72,187 723,000 0.37%
39 Invesco Ltd. 70,647 707,000 0.36%
40 Fort Point Capital Partners LLC 63,682 637,000 0.33%
41 VICTORY CAPITAL MANAGEMENT INC 63,225 633,000 0.33%
42 Raymond James Financial Services Advisors, Inc. 61,393 615,000 0.32%
43 UBS Group AG 60,065 601,000 0.31%
44 NEW YORK STATE COMMON RETIREMENT FUND 52,046 521,000 0.27%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,499 516,000 0.27%
46 Consector Capital, LP 51,148 512,000 0.26%
47 CONTEXT BH CAPITAL MANAGEMENT, LP 49,372 494,000 0.25%
48 MAI Capital Management 43,716 438,000 0.23%
49 Spark Investment Management LLC 41,500 415,000 0.21%
50 PRUDENTIAL FINANCIAL INC 39,718 398,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.