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HERITAGE COMMERCE CORP
HERITAGE COMMERCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 57 Institutional holders with a total value of $136,196,762.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 2,595,000 21,305,000 15.64%
2 WELLINGTON MANAGEMENT GROUP LLP 1,636,576 13,436,000 9.87%
3 BANC FUNDS CO LLC 1,568,091 12,874,000 9.45%
4 CASTLE CREEK CAPITAL PARTNERS IV, LP 1,308,300 10,741,000 7.89%
5 MALTESE CAPITAL MANAGEMENT LLC 1,116,700 9,168,000 6.73%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,116,225 9,164,000 6.73%
7 DIMENSIONAL FUND ADVISORS LP 905,648 7,435,000 5.46%
8 VANGUARD GROUP INC 754,863 6,197,000 4.55%
9 Clover Partners, L.P. 718,568 5,899,000 4.33%
10 BlackRock Institutional Trust Company, N.A. 673,300 5,528,000 4.06%
11 BlackRock Fund Advisors 502,269 4,124,000 3.03%
12 PRICE MICHAEL F 500,000 4,105,000 3.01%
13 Elizabeth Park Capital Advisors, Ltd. 453,201 3,720,000 2.73%
14 Phocas Financial Corp. 384,519 3,157,000 2.32% SH
15 STATE STREET CORP 294,877 2,421,000 1.78%
16 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 231,268 1,899,000 1.39%
17 NORTHERN TRUST CORP 223,232 1,832,000 1.35%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 149,300 1,226,000 0.90%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 121,498 997,000 0.73%
20 GEODE CAPITAL MANAGEMENT, LLC 108,745 892,000 0.65%
21 Bank of New York Mellon Corp 105,829 869,000 0.64%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 94,899 779,000 0.57%
23 RENAISSANCE TECHNOLOGIES LLC 94,600 777,000 0.57%
24 PANAGORA ASSET MANAGEMENT INC 84,653 695,000 0.51%
25 DALTON GREINER HARTMAN MAHER & CO 84,019 690,000 0.51%
26 Hutchin Hill Capital, LP 81,552 670,000 0.49%
27 THB ASSET MANAGEMENT 74,200 609,000 0.45%
28 STIFEL FINANCIAL CORP 71,832 589,000 0.43%
29 BlackRock Investment Management, LLC 69,502 571,000 0.42%
30 UBS AG 55,878 459,000 0.34%
31 MAI Capital Management 43,716 359,000 0.26%
32 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 38,222 314,000 0.23%
33 Teton Advisors, Inc. 31,200 256,000 0.19%
34 TEACHERS ADVISORS, LLC 28,140 231,000 0.17%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,900 230,000 0.17%
36 RHUMBLINE ADVISERS 25,457 209,000 0.15%
37 DEUTSCHE BANK AG\ 23,428 191,000 0.14%
38 Nationwide Fund Advisors 21,332 175,000 0.13%
39 MORGAN STANLEY 21,106 173,000 0.13%
40 GOLDMAN SACHS GROUP INC 20,377 167,000 0.12%
41 ClariVest Asset Management LLC 18,890 155,000 0.11%
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 17,807 146,000 0.11%
43 WELLS FARGO & COMPANY/MN 16,707 137,000 0.10%
44 TWO SIGMA ADVISERS, LP 15,102 124,000 0.09%
45 AMERIPRISE FINANCIAL INC 13,750 113,000 0.08%
46 AMERICAN INTERNATIONAL GROUP, INC. 13,610 111,738 0.08%
47 BLACKROCK ADVISORS LLC 12,972 107,000 0.08%
48 STRS OHIO 9,697 80,000 0.06%
49 ACADIAN ASSET MANAGEMENT LLC 3,094 25,000 0.02%
50 Tower Research Capital LLC (TRC) 2,652 22,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.