| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CERITY PARTNERS LLC | 21,524 | 343,000 | 53.97% | ||
| 2 | D.A. DAVIDSON & CO. | 150,000 | 171,000 | 26.90% | ||
| 3 | Wellesley Asset Management | 35,798 | 40,577 | 6.38% | PRN | |
| 4 | Creative Planning | 22,000 | 25,000 | 3.93% | PRN | |
| 5 | ADVISOR GROUP, INC. | 21 | 24,000 | 3.78% | PRN | |
| 6 | EDGE ADVISORS, LLC | 18,000 | 20,000 | 3.15% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 11,000 | 12,000 | 1.89% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
