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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 40 Institutional holders with a total value of $97,889,624.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 197,937 16,159,000 16.51%
2 Noven Financial Group, Inc. 170,253 13,899,000 14.20%
3 MORGAN STANLEY 132,125 10,786,000 11.02%
4 AXA S.A. 103,206 8,426,000 8.61%
5 WELLS FARGO & COMPANY/MN 69,804 5,699,000 5.82%
6 Orion Porfolio Solutions, LLC 69,000 5,633,000 5.75%
7 Raymond James Financial Services Advisors, Inc. 67,153 5,482,000 5.60%
8 SPC Financial, Inc. 64,755 5,287,000 5.40%
9 LPL Financial LLC 56,003 4,572,000 4.67%
10 UBS AG 48,661 3,973,000 4.06%
11 NATIONAL PLANNING CORP 32,189 2,649,000 2.71%
12 Timber Hill LLC 31,489 2,571,000 2.63%
13 Courage Miller Partners, LLC 28,343 2,314,000 2.36%
14 Cetera Advisor Networks LLC 16,953 1,384,000 1.41%
15 AMERIPRISE FINANCIAL INC 16,823 1,373,000 1.40%
16 Commonwealth Equity Services, Inc 13,354 1,090,000 1.11%
17 RAYMOND JAMES & ASSOCIATES 10,544 861,000 0.88%
18 BANK OF AMERICA CORP /DE/ 8,408 686,000 0.70%
19 Jacobus Wealth Management, Inc. 7,360 601,000 0.61%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,232 590,000 0.60%
21 Cambridge Investment Research Advisors, Inc. 6,734 550,000 0.56%
22 GOLDMAN SACHS GROUP INC 6,363 519,000 0.53%
23 CREDIT SUISSE AG/ 4,753 388,000 0.40%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,764 307,000 0.31%
25 Summit Asset Management, LLC 3,325 271,000 0.28%
26 JOYN Advisors, Inc. 3,023 247,000 0.25%
27 MSI Financial Services Inc 2,689 220,000 0.22%
28 BARCLAYS PLC 2,600 210,000 0.21%
29 Oakworth Capital, Inc. 2,164 177,000 0.18%
30 Compagnie Lombard Odier SCmA 2,028 166,000 0.17%
31 Tower Research Capital LLC (TRC) 1,854 151,000 0.15%
32 CITIGROUP INC 1,842 150,000 0.15%
33 BANK OF MONTREAL /CAN/ 1,714 140,000 0.14%
34 B. Riley Wealth Advisors, Inc. 1,655 135,000 0.14%
35 AMERICAN INTERNATIONAL GROUP, INC. 1,551 126,624 0.13%
36 PALLADIUM PARTNERS LLC 437 36,000 0.04%
37 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 313 26,000 0.03%
38 ENVESTNET ASSET MANAGEMENT INC 318 26,000 0.03%
39 WFG Advisors, LP 65 5,000 0.01%
40 Madden Advisory Services, Inc. 50 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.