Dark
Light
System
Security
ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 44 Institutional holders with a total value of $78,956,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AXA S.A. 153,906 11,877,000 15.04%
2 ROYAL BANK OF CANADA 144,962 11,186,000 14.17%
3 WELLS FARGO & COMPANY/MN 104,314 8,050,000 10.20%
4 MORGAN STANLEY 88,266 6,811,000 8.63%
5 SPC Financial, Inc. 80,085 6,180,000 7.83%
6 UBS Group AG 62,229 4,802,000 6.08%
7 GOLDMAN SACHS GROUP INC 59,877 4,621,000 5.85%
8 LPL Financial LLC 46,776 3,743,000 4.74%
9 NATIONAL PLANNING CORP 36,282 3,056,000 3.87%
10 CITADEL ADVISORS LLC 30,329 2,340,000 2.96%
11 Courage Miller Partners, LLC 25,484 1,967,000 2.49%
12 BANK OF AMERICA CORP /DE/ 24,120 1,862,000 2.36%
13 Cetera Advisor Networks LLC 22,317 1,720,000 2.18%
14 AMERIPRISE FINANCIAL INC 22,234 1,716,000 2.17%
15 CREDIT SUISSE AG/ 18,019 1,391,000 1.76%
16 RAYMOND JAMES & ASSOCIATES 14,481 1,117,000 1.41%
17 Commonwealth Equity Services, Inc 13,264 1,024,000 1.30%
18 Timber Hill LLC 12,949 999,000 1.27%
19 Jacobus Wealth Management, Inc. 7,360 568,000 0.72%
20 Cambridge Investment Research Advisors, Inc. 5,422 418,000 0.53%
21 US BANCORP \DE\ 4,360 336,000 0.43%
22 Sigma Planning Corp 4,270 330,000 0.42%
23 SII INVESTMENTS INC/WI 3,860 297,000 0.38%
24 Atria Investments, Inc 20 262,000 0.33%
25 Summit Asset Management, LLC 3,325 257,000 0.33%
26 AMERICAN INTERNATIONAL GROUP, INC. 3,283 254,000 0.32%
27 B. Riley Wealth Advisors, Inc. 2,743 212,000 0.27%
28 Ironsides Asset Advisors, LLC 2,595 200,000 0.25%
29 BARCLAYS PLC 2,600 199,000 0.25%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,527 195,000 0.25%
31 Oakworth Capital, Inc. 1,954 151,000 0.19%
32 MSI Financial Services Inc 1,896 146,000 0.18%
33 BANK OF MONTREAL /CAN/ 1,714 132,000 0.17%
34 CITIGROUP INC 1,492 115,000 0.15%
35 PNC FINANCIAL SERVICES GROUP, INC. 1,304 101,000 0.13%
36 ENVESTNET ASSET MANAGEMENT INC 1,210 93,000 0.12%
37 Klingman & Associates, LLC 1,031 79,000 0.10%
38 Ironwood Financial, llc 733 57,000 0.07%
39 HIGHLAND CAPITAL MANAGEMENT, LLC 395 30,000 0.04%
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 23,000 0.03%
41 NEXT Financial Group, Inc 275 21,000 0.03%
42 FIRST NATIONAL BANK SIOUX FALLS 200 15,000 0.02%
43 Madden Advisory Services, Inc. 50 3,000 0.00%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.