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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 50 Institutional holders with a total value of $100,094,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AXA S.A. 199,136 16,710,000 16.69%
2 ROYAL BANK OF CANADA 144,270 12,105,000 12.09%
3 MORGAN STANLEY 106,975 8,976,000 8.97%
4 WELLS FARGO & COMPANY/MN 105,439 8,848,000 8.84%
5 LPL Financial LLC 104,663 8,691,000 8.68%
6 SPC Financial, Inc. 84,238 7,069,000 7.06%
7 BANK OF AMERICA CORP /DE/ 82,656 6,936,000 6.93%
8 GOLDMAN SACHS GROUP INC 59,903 5,027,000 5.02%
9 UBS Group AG 58,351 4,896,000 4.89%
10 NATIONAL PLANNING CORP 36,618 3,091,000 3.09%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,906 2,173,000 2.17%
12 Courage Miller Partners, LLC 24,055 2,019,000 2.02%
13 AMERIPRISE FINANCIAL INC 16,635 1,396,000 1.39%
14 RAYMOND JAMES & ASSOCIATES 16,641 1,396,000 1.39%
15 Commonwealth Equity Services, Inc 16,488 1,384,000 1.38%
16 Cetera Advisor Networks LLC 15,359 1,288,000 1.29%
17 JPMORGAN CHASE & CO 15,215 1,276,000 1.27%
18 Raymond James Financial Services Advisors, Inc. 13,162 1,104,000 1.10%
19 Jacobus Wealth Management, Inc. 7,360 618,000 0.62%
20 Transamerica Financial Advisors, LLC 5,885 494,000 0.49%
21 Cambridge Investment Research Advisors, Inc. 5,600 470,000 0.47%
22 Timber Hill LLC 5,226 439,000 0.44%
23 Cetera Advisors LLC 3,602 303,000 0.30%
24 SII INVESTMENTS INC/WI 3,470 289,000 0.29%
25 AMERICAN INTERNATIONAL GROUP, INC. 3,337 280,000 0.28%
26 Summit Asset Management, LLC 3,325 279,000 0.28%
27 STIFEL FINANCIAL CORP 3,100 260,000 0.26%
28 BAIRD FINANCIAL GROUP, INC. 2,985 250,000 0.25%
29 MSI Financial Services Inc 2,730 229,000 0.23%
30 B. Riley Wealth Advisors, Inc. 5,440 228,000 0.23%
31 Ironsides Asset Advisors, LLC 2,595 218,000 0.22%
32 Sigma Planning Corp 2,540 213,000 0.21%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,955 164,000 0.16%
34 Oakworth Capital, Inc. 1,856 156,000 0.16%
35 BANK OF MONTREAL /CAN/ 1,714 144,000 0.14%
36 CITIGROUP INC 1,129 95,000 0.09%
37 Klingman & Associates, LLC 1,086 91,000 0.09%
38 PNC FINANCIAL SERVICES GROUP, INC. 812 68,000 0.07%
39 D.A. DAVIDSON & CO. 810 67,000 0.07%
40 Argentus Capital Management, LLC 796 67,000 0.07%
41 Ironwood Financial, llc 733 62,000 0.06%
42 CWM, LLC 741 62,000 0.06%
43 FIRST INTERSTATE BANK 725 61,000 0.06%
44 GUPTA WEALTH MANAGEMENT LLC 670 55,000 0.05%
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 163 14,000 0.01%
46 US BANCORP \DE\ 160 13,000 0.01%
47 GENEOS WEALTH MANAGEMENT INC. 105 8,000 0.01%
48 Lenox Wealth Management, Inc. 96 8,000 0.01%
49 Ballentine Partners, LLC 42 4,000 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.