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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 52 Institutional holders with a total value of $132,543,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AXA S.A. 424,336 39,935,000 30.13%
2 BANK OF AMERICA CORP /DE/ 180,576 16,994,000 12.82%
3 ROYAL BANK OF CANADA 142,891 13,448,000 10.15%
4 WELLS FARGO & COMPANY/MN 103,972 9,785,000 7.38%
5 MORGAN STANLEY 103,960 9,784,000 7.38%
6 SPC Financial, Inc. 92,503 8,706,000 6.57%
7 LPL Financial LLC 59,106 5,620,000 4.24%
8 UBS Group AG 48,907 4,603,000 3.47%
9 NATIONAL PLANNING CORP 36,121 3,403,000 2.57%
10 Commonwealth Equity Services, Inc 25,241 2,375,000 1.79%
11 JPMORGAN CHASE & CO 23,299 2,193,000 1.65%
12 Courage Miller Partners, LLC 20,121 1,894,000 1.43%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,693 1,665,000 1.26%
14 Cetera Advisor Networks LLC 16,442 1,547,000 1.17%
15 RAYMOND JAMES & ASSOCIATES 14,543 1,369,000 1.03%
16 AMERIPRISE FINANCIAL INC 9,789 921,000 0.69%
17 Raymond James Financial Services Advisors, Inc. 8,275 779,000 0.59%
18 Jacobus Wealth Management, Inc. 7,360 693,000 0.52%
19 GOLDMAN SACHS GROUP INC 6,713 632,000 0.48%
20 B. Riley Wealth Advisors, Inc. 5,441 512,000 0.39%
21 Cambridge Investment Research Advisors, Inc. 5,176 487,000 0.37%
22 ADVISOR GROUP, INC. 4,380 413,000 0.31%
23 Cetera Advisors LLC 4,315 406,000 0.31%
24 BAIRD FINANCIAL GROUP, INC. 4,295 404,000 0.30%
25 ULLMANN WEALTH PARTNERS GROUP, LLC 3,930 374,000 0.28%
26 Sigma Planning Corp 3,376 318,000 0.24%
27 SII INVESTMENTS INC/WI 3,334 314,000 0.24%
28 CWM, LLC 3,229 304,000 0.23%
29 Summit Asset Management, LLC 3,212 302,000 0.23%
30 STIFEL FINANCIAL CORP 3,145 296,000 0.22%
31 INTEGRATED WEALTH MANAGEMENT 2,973 280,000 0.21%
32 CITIGROUP INC 2,462 232,000 0.18%
33 AUSDAL FINANCIAL PARTNERS, INC. 2,370 223,000 0.17%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,243 211,000 0.16%
35 HighTower Advisors, LLC 2,237 210,000 0.16%
36 Janney Montgomery Scott LLC 2,184 206,000 0.16%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,211 114,000 0.09%
38 D.A. DAVIDSON & CO. 1,091 102,000 0.08%
39 IHT WEALTH MANAGEMENT, LLC 1,040 99,000 0.07%
40 MSI Financial Services Inc 844 79,000 0.06%
41 PNC FINANCIAL SERVICES GROUP, INC. 730 69,000 0.05%
42 FIRST INTERSTATE BANK 725 68,000 0.05%
43 Ironwood Financial, llc 692 65,000 0.05%
44 GLOBAL RETIREMENT PARTNERS, LLC 465 44,000 0.03%
45 PARALLEL ADVISORS, LLC 258 24,000 0.02%
46 US BANCORP \DE\ 160 15,000 0.01%
47 GENEOS WEALTH MANAGEMENT INC. 105 9,000 0.01%
48 Lenox Wealth Management, Inc. 96 9,000 0.01%
49 SRS CAPITAL ADVISORS, INC. 40 4,000 0.00% SH
50 Ballentine Partners, LLC 42 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.