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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 43 Institutional holders with a total value of $112,187,595.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 214,891 18,183,000 16.21%
2 Noven Financial Group, Inc. 182,265 15,423,000 13.75%
3 MORGAN STANLEY 159,208 13,472,000 12.01%
4 AXA S.A. 116,006 9,816,000 8.75%
5 WELLS FARGO & COMPANY/MN 73,577 6,225,000 5.55%
6 Raymond James Financial Services Advisors, Inc. 68,760 5,818,000 5.19%
7 GOLDMAN SACHS GROUP INC 66,929 5,663,000 5.05%
8 SPC Financial, Inc. 66,349 5,614,000 5.00%
9 LPL Financial LLC 60,795 5,075,000 4.52%
10 UBS AG 47,460 4,016,000 3.58%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,905 3,370,000 3.00%
12 NATIONAL PLANNING CORP 32,163 2,708,000 2.41%
13 Cetera Advisor Networks LLC 27,948 2,364,000 2.11%
14 Courage Miller Partners, LLC 27,533 2,330,000 2.08%
15 Timber Hill LLC 22,570 1,910,000 1.70%
16 AMERIPRISE FINANCIAL INC 20,098 1,701,000 1.52%
17 Commonwealth Equity Services, Inc 16,510 1,397,000 1.25%
18 BANK OF AMERICA CORP /DE/ 15,280 1,293,000 1.15%
19 RAYMOND JAMES & ASSOCIATES 11,858 1,003,000 0.89%
20 Jacobus Wealth Management, Inc. 7,360 623,000 0.56%
21 Cambridge Investment Research Advisors, Inc. 7,144 604,000 0.54%
22 CREDIT SUISSE AG/ 6,238 528,000 0.47%
23 Compagnie Lombard Odier SCmA 5,070 428,000 0.38%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,979 337,000 0.30%
25 Summit Asset Management, LLC 3,325 281,000 0.25%
26 Virtu KCG Holdings LLC 3,113 263,000 0.23%
27 AMERICAN INTERNATIONAL GROUP, INC. 2,997 253,595 0.23%
28 Ironsides Asset Advisors, LLC 2,595 220,000 0.20%
29 BARCLAYS PLC 2,600 219,000 0.20%
30 MSI Financial Services Inc 2,173 184,000 0.16%
31 Oakworth Capital, Inc. 1,954 169,000 0.15%
32 NEXT Financial Group, Inc 1,781 151,000 0.13%
33 CITIGROUP INC 1,743 147,000 0.13%
34 BANK OF MONTREAL /CAN/ 1,714 145,000 0.13%
35 US BANCORP \DE\ 1,110 94,000 0.08%
36 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 400 34,000 0.03%
37 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 351 30,000 0.03%
38 MEEDER ASSET MANAGEMENT INC 341 29,000 0.03%
39 ENVESTNET ASSET MANAGEMENT INC 322 27,000 0.02%
40 Private Advisor Group, LLC 306 26,000 0.02%
41 WFG Advisors, LP 66 6,000 0.01%
42 DEUTSCHE BANK AG\ 57 4,000 0.00%
43 Madden Advisory Services, Inc. 50 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.