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ISHARES RUSSELL TOP 200 ETF
ISHARES RUSSELL TOP 200 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 26 Institutional holders with a total value of $41,948,724.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 438,304 18,627,000 44.40%
2 BANK OF AMERICA CORP /DE/ 233,322 9,915,000 23.64%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 88,255 3,751,000 8.94%
4 ROYAL BANK OF CANADA 78,147 3,320,000 7.91%
5 Greenwich Wealth Management LLC 15,310 1,781,000 4.25%
6 FIRSTMERIT BANK N A TRUSTEE 15,784 671,000 1.60%
7 PARSONS CAPITAL MANAGEMENT INC/RI 14,305 608,000 1.45%
8 Virtu KCG Holdings LLC 13,151 559,000 1.33%
9 LPL Financial LLC 10,064 428,000 1.02%
10 Cetera Advisors LLC 10,000 420,000 1.00%
11 Baystate Wealth Management LLC 8,353 355,000 0.85%
12 J.P. Morgan Private Wealth Advisors LLC 7,680 326,000 0.78%
13 MORGAN STANLEY 6,097 259,000 0.62%
14 BTR CAPITAL MANAGEMENT INC 4,760 202,000 0.48%
15 WELLS FARGO & COMPANY/MN 3,624 154,000 0.37%
16 UBS AG 3,280 139,000 0.33%
17 US BANCORP \DE\ 2,490 106,000 0.25%
18 SG Americas Securities, LLC 2,479 105,000 0.25%
19 MSI Financial Services Inc 1,987 84,000 0.20%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,251 53,000 0.13%
21 AMERIPRISE FINANCIAL INC 653 28,000 0.07%
22 DEUTSCHE BANK AG\ 500 21,000 0.05%
23 AMERICAN INTERNATIONAL GROUP, INC. 370 15,724 0.04%
24 Creative Planning 200 8,000 0.02%
25 NEW ENGLAND SECURITIES CORP /MA/ 200 8,000 0.02%
26 CITIGROUP INC 121 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.