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ISHARES RUSSELL TOP 200 ETF
ISHARES RUSSELL TOP 200 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 27 Institutional holders with a total value of $47,329,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 355,201 16,698,000 35.28%
2 BANK OF AMERICA CORP /DE/ 190,212 8,938,000 18.88%
3 AMERIPRISE FINANCIAL INC 168,809 7,917,000 16.73%
4 LPL Financial LLC 52,308 2,414,000 5.10%
5 GOLDMAN SACHS GROUP INC 50,000 2,349,000 4.96%
6 Greenwich Wealth Management LLC 18,758 2,113,000 4.46%
7 Commonwealth Equity Services, Inc 41,742 1,961,000 4.14%
8 PARSONS CAPITAL MANAGEMENT INC/RI 25,486 1,198,000 2.53%
9 JANE STREET GROUP, LLC 19,070 896,000 1.89%
10 SG Americas Securities, LLC 11,590 545,000 1.15%
11 FIRSTMERIT BANK N A TRUSTEE 9,865 463,000 0.98%
12 J.P. Morgan Private Wealth Advisors LLC 6,915 325,000 0.69%
13 CITADEL ADVISORS LLC 5,901 277,000 0.59%
14 SEI INVESTMENTS CO 5,780 272,000 0.57%
15 MORGAN STANLEY 4,052 190,000 0.40%
16 UBS Group AG 3,864 182,000 0.38%
17 WELLS FARGO & COMPANY/MN 3,405 160,000 0.34%
18 NEXT Financial Group, Inc 2,698 126,000 0.27%
19 AMERICAN INTERNATIONAL GROUP, INC. 1,627 76,000 0.16%
20 ROYAL BANK OF CANADA 1,500 70,000 0.15%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 47,000 0.10%
22 US BANCORP \DE\ 990 47,000 0.10%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 23,000 0.05%
24 CITIGROUP INC 420 20,000 0.04%
25 MSI Financial Services Inc 338 16,000 0.03%
26 IFP ADVISORS, INC 126 6,000 0.01%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.