Dark
Light
System
Security
ISHARES RUSSELL TOP 200 ETF
ISHARES RUSSELL TOP 200 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 26 Institutional holders with a total value of $42,448,781.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 462,062 20,787,000 48.97%
2 BANK OF AMERICA CORP /DE/ 215,450 9,692,000 22.83%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 77,930 3,506,000 8.26%
4 Greenwich Wealth Management LLC 16,304 1,783,000 4.20%
5 ROYAL BANK OF CANADA 24,850 1,118,000 2.63%
6 PARSONS CAPITAL MANAGEMENT INC/RI 21,477 966,000 2.28%
7 FIRSTMERIT BANK N A TRUSTEE 13,627 613,000 1.44%
8 Virtu KCG Holdings LLC 13,478 606,000 1.43%
9 LPL Financial LLC 11,273 500,000 1.18%
10 JANE STREET GROUP, LLC 9,682 436,000 1.03%
11 UBS AG 9,080 408,000 0.96%
12 Baystate Wealth Management LLC 8,353 376,000 0.89%
13 MORGAN STANLEY 7,299 328,000 0.77%
14 J.P. Morgan Private Wealth Advisors LLC 6,915 311,000 0.73%
15 NEXT Financial Group, Inc 6,146 277,000 0.65%
16 SG Americas Securities, LLC 4,779 215,000 0.51%
17 WELLS FARGO & COMPANY/MN 3,420 154,000 0.36%
18 MSI Financial Services Inc 2,979 134,000 0.32%
19 Private Advisor Group, LLC 1,444 65,000 0.15%
20 US BANCORP \DE\ 990 45,000 0.11%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 751 34,000 0.08%
22 AMERICAN INTERNATIONAL GROUP, INC. 662 29,781 0.07%
23 AMERIPRISE FINANCIAL INC 653 29,000 0.07%
24 DEUTSCHE BANK AG\ 500 22,000 0.05%
25 NEW ENGLAND SECURITIES CORP /MA/ 200 9,000 0.02%
26 CITIGROUP INC 121 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.