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ISHARES RUSSELL TOP 200 ETF
ISHARES RUSSELL TOP 200 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $45,840,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 359,179 15,663,000 34.17%
2 BANK OF AMERICA CORP /DE/ 192,841 8,412,000 18.35%
3 AMERIPRISE FINANCIAL INC 127,949 5,583,000 12.18%
4 GOLDMAN SACHS GROUP INC 50,437 2,200,000 4.80%
5 Greenwich Wealth Management LLC 16,932 1,849,000 4.03%
6 JANE STREET GROUP, LLC 38,768 1,691,000 3.69%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,035 1,615,000 3.52%
8 Commonwealth Equity Services, Inc 35,713 1,558,000 3.40%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 34,083 1,487,000 3.24%
10 ENVESTNET ASSET MANAGEMENT INC 33,548 1,463,000 3.19%
11 LPL Financial LLC 24,685 1,117,000 2.44%
12 PARSONS CAPITAL MANAGEMENT INC/RI 24,845 1,084,000 2.36%
13 SG Americas Securities, LLC 11,590 506,000 1.10%
14 FIRSTMERIT BANK N A TRUSTEE 9,890 431,000 0.94%
15 J.P. Morgan Private Wealth Advisors LLC 6,915 302,000 0.66%
16 MORGAN STANLEY 5,018 219,000 0.48%
17 UBS Group AG 4,128 180,000 0.39%
18 WELLS FARGO & COMPANY/MN 3,234 141,000 0.31%
19 NEXT Financial Group, Inc 2,195 95,000 0.21%
20 AMERICAN INTERNATIONAL GROUP, INC. 2,037 89,000 0.19%
21 ROYAL BANK OF CANADA 1,392 61,000 0.13%
22 US BANCORP \DE\ 990 43,000 0.09%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 22,000 0.05%
24 MSI Financial Services Inc 338 15,000 0.03%
25 CITIGROUP INC 321 14,000 0.03%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.