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ISHARES RUSSELL TOP 200 ETF
ISHARES RUSSELL TOP 200 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 28 Institutional holders with a total value of $49,574,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 313,916 14,984,000 30.23%
2 AMERIPRISE FINANCIAL INC 170,169 8,173,000 16.49%
3 BANK OF AMERICA CORP /DE/ 130,344 6,223,000 12.55%
4 Horizon Investments, LLC 103,380 4,935,000 9.95%
5 GOLDMAN SACHS GROUP INC 62,309 2,975,000 6.00%
6 Greenwich Wealth Management LLC 25,681 2,953,000 5.96%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,658 2,657,000 5.36%
8 LPL Financial LLC 29,085 1,385,000 2.79%
9 PARSONS CAPITAL MANAGEMENT INC/RI 27,719 1,323,000 2.67%
10 MORGAN STANLEY 14,695 702,000 1.42%
11 Commonwealth Equity Services, Inc 10,882 520,000 1.05%
12 FIRSTMERIT BANK N A TRUSTEE 9,701 463,000 0.93%
13 J.P. Morgan Private Wealth Advisors LLC 6,915 330,000 0.67%
14 NEXT Financial Group, Inc 6,746 322,000 0.65%
15 JANE STREET GROUP, LLC 6,104 291,000 0.59%
16 SEI INVESTMENTS CO 5,780 276,000 0.56%
17 Efficient Advisors, LLC 5,413 258,000 0.52%
18 UBS Group AG 4,165 199,000 0.40%
19 ADVISOR GROUP, INC. 3,776 179,000 0.36%
20 WELLS FARGO & COMPANY/MN 3,235 154,000 0.31%
21 ROYAL BANK OF CANADA 2,470 118,000 0.24%
22 US BANCORP \DE\ 990 47,000 0.09%
23 CITIGROUP INC 896 43,000 0.09%
24 MSI Financial Services Inc 556 27,000 0.05%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 24,000 0.05%
26 BlackRock Finance, Inc. 140 7,000 0.01%
27 IFP ADVISORS, INC 126 6,000 0.01%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.