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ISHARES RUSSELL TOP 200 ETF
ISHARES RUSSELL TOP 200 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $60,012,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 307,261 15,158,000 25.26%
2 AMERIPRISE FINANCIAL INC 184,352 9,098,000 15.16%
3 Efficient Advisors, LLC 161,640 7,977,000 13.29%
4 C-J ADVISORY, INC. 151,600 7,481,000 12.47%
5 BANK OF AMERICA CORP /DE/ 94,781 4,677,000 7.79%
6 Greenwich Wealth Management LLC 25,397 3,155,000 5.26%
7 GOLDMAN SACHS GROUP INC 61,309 3,026,000 5.04%
8 SG Americas Securities, LLC 30,045 1,483,000 2.47%
9 LPL Financial LLC 28,829 1,408,000 2.35%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,297 1,396,000 2.33%
11 PARSONS CAPITAL MANAGEMENT INC/RI 27,404 1,352,000 2.25%
12 Commonwealth Equity Services, Inc 15,513 766,000 1.28%
13 MORGAN STANLEY 14,088 695,000 1.16%
14 HUNTINGTON NATIONAL BANK 9,701 479,000 0.80%
15 Cambridge Investment Research Advisors, Inc. 7,950 392,000 0.65%
16 J.P. Morgan Private Wealth Advisors LLC 6,915 341,000 0.57%
17 NEXT Financial Group, Inc 6,468 319,000 0.53%
18 UBS Group AG 4,332 214,000 0.36%
19 WELLS FARGO & COMPANY/MN 3,269 161,000 0.27%
20 ADVISOR GROUP, INC. 3,146 156,000 0.26%
21 ROYAL BANK OF CANADA 2,200 109,000 0.18%
22 CITIGROUP INC 1,027 51,000 0.08%
23 US BANCORP \DE\ 990 49,000 0.08%
24 MSI Financial Services Inc 559 28,000 0.05%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 25,000 0.04%
26 BlackRock Finance, Inc. 140 7,000 0.01%
27 IFP ADVISORS, INC 126 6,000 0.01%
28 CWM, LLC 62 3,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.