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KCAP FINL INC
KCAP FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 86 Institutional holders with a total value of $86,112,279.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Legal & General Group Plc 24,835 215,000 0.25%
52 MANUFACTURERS LIFE INSURANCE COMPANY, THE 22,561 195,000 0.23%
53 Nationwide Fund Advisors 22,067 191,000 0.22%
54 WELLS FARGO & COMPANY/MN 21,191 183,000 0.21%
55 PDT Partners, LLC 20,424 177,000 0.21%
56 CITIGROUP INC 20,117 174,000 0.20%
57 METROPOLITAN LIFE INSURANCE CO/NY 19,830 172,000 0.20%
58 AMERICAN INTERNATIONAL GROUP, INC. 19,314 167,259 0.19%
59 RAYMOND JAMES TRUST N.A. 16,650 144,000 0.17%
60 BLACKROCK ADVISORS LLC 15,114 131,000 0.15%
61 Virtu KCG Holdings LLC 14,737 128,000 0.15%
62 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,775 119,000 0.14%
63 Parkwood LLC 12,767 111,000 0.13%
64 ROYAL BANK OF CANADA 12,365 107,000 0.12%
65 PEAK6 Group LLC 11,999 104,000 0.12%
66 Swiss National Bank 12,000 104,000 0.12%
67 PRINCIPAL FINANCIAL GROUP INC 11,977 104,000 0.12%
68 Airain ltd 10,721 93,000 0.11%
69 STRS OHIO 10,100 87,000 0.10%
70 PEAK6 Group LLC 10,000 87,000 0.10% Put
71 PANAGORA ASSET MANAGEMENT INC 8,467 73,000 0.08%
72 Creative Planning 5,400 47,000 0.05%
73 B. Riley Wealth Management, Inc. 4,500 39,000 0.05%
74 Tower Research Capital LLC (TRC) 4,230 37,000 0.04%
75 AMERIPRISE FINANCIAL INC 2,950 25,000 0.03%
76 ALLIANCEBERNSTEIN L.P. 2,745 24,000 0.03%
77 MSI Financial Services Inc 2,615 23,000 0.03%
78 FIFTH THIRD BANCORP 1,770 15,000 0.02%
79 TEACHER RETIREMENT SYSTEM OF TEXAS 1,103 10,000 0.01%
80 BlackRock Finance, Inc. 1,112 10,000 0.01%
81 BARCLAYS PLC 1,164 9,000 0.01%
82 ETRADE Capital Management LLC 1,100 9,000 0.01%
83 GROUP ONE TRADING LLC 600 5,000 0.01%
84 UBS AG 500 4,000 0.00% Call
85 Hudock, Inc. 200 2,000 0.00%
86 GLENMEDE TRUST CO NA 192 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.