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LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 79 Institutional holders with a total value of $68,364,180.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 3,612,874 11,381,000 16.65%
2 VANGUARD GROUP INC 3,474,847 10,946,000 16.01%
3 BlackRock Fund Advisors 2,496,250 7,863,000 11.50%
4 STATE STREET CORP 1,540,167 4,854,000 7.10%
5 NORTHERN TRUST CORP 1,170,819 3,688,000 5.39%
6 MCKINLEY CAPITAL MANAGEMENT LLC 584,316 1,841,000 2.69%
7 GEODE CAPITAL MANAGEMENT, LLC 528,730 1,665,000 2.44%
8 DIMENSIONAL FUND ADVISORS LP 523,043 1,647,000 2.41%
9 Coe Capital Management, LLC 512,600 1,615,000 2.36%
10 Bank of New York Mellon Corp 491,778 1,549,000 2.27%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 477,900 1,505,000 2.20%
12 Geduld E E 450,000 1,418,000 2.07%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 385,064 1,213,000 1.77%
14 CADENCE CAPITAL MANAGEMENT LLC 355,741 1,121,000 1.64%
15 GSA CAPITAL PARTNERS LLP 350,740 1,105,000 1.62%
16 BlackRock Investment Management, LLC 295,219 930,000 1.36%
17 CITADEL ADVISORS LLC 271,729 856,000 1.25%
18 Catalyst Capital Advisors LLC 240,420 757,000 1.11%
19 ALLIANCEBERNSTEIN L.P. 230,100 725,000 1.06%
20 JPMORGAN CHASE & CO 206,333 649,000 0.95%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 204,830 646,000 0.94%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 188,104 593,000 0.87%
23 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 182,153 574,000 0.84%
24 AQR CAPITAL MANAGEMENT LLC 165,145 520,000 0.76%
25 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 163,900 516,000 0.75%
26 TFS CAPITAL LLC 163,629 515,000 0.75%
27 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 158,678 500,000 0.73%
28 BANK OF AMERICA CORP /DE/ 152,605 480,000 0.70%
29 TEACHERS ADVISORS, LLC 148,269 467,000 0.68%
30 STRS OHIO 132,200 416,000 0.61%
31 RENAISSANCE TECHNOLOGIES LLC 127,000 400,000 0.59%
32 STONERIDGE INVESTMENT PARTNERS LLC 121,017 381,000 0.56%
33 ORACLE INVESTMENT MANAGEMENT INC 111,789 352,135 0.52%
34 RAYMOND JAMES & ASSOCIATES 87,700 276,000 0.40%
35 RHUMBLINE ADVISERS 80,733 254,000 0.37%
36 Nationwide Fund Advisors 78,129 246,000 0.36%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 70,667 223,000 0.33%
38 AMERICAN INTERNATIONAL GROUP, INC. 66,459 209,346 0.31%
39 BLACKROCK ADVISORS LLC 66,276 209,000 0.31%
40 MORGAN STANLEY 64,955 203,000 0.30%
41 NOMURA HOLDINGS INC 64,424 202,000 0.30%
42 ROYAL BANK OF CANADA 62,072 196,000 0.29%
43 CREDIT SUISSE AG/ 61,346 193,000 0.28%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,006 186,000 0.27%
45 UBS AG 53,613 169,000 0.25%
46 Invesco Ltd. 50,378 159,000 0.23%
47 DEUTSCHE BANK AG\ 49,613 155,000 0.23%
48 ProShare Advisors LLC 48,632 153,000 0.22%
49 Spark Investment Management LLC 47,900 150,000 0.22%
50 Moors & Cabot, Inc. 47,800 148,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.