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LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 80 Institutional holders with a total value of $84,680,273.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,718,626 14,354,000 16.95%
2 BlackRock Institutional Trust Company, N.A. 3,181,599 12,281,000 14.50%
3 BlackRock Fund Advisors 2,787,165 10,758,000 12.70%
4 STATE STREET CORP 1,522,360 5,878,000 6.94%
5 DIMENSIONAL FUND ADVISORS LP 1,336,067 5,157,000 6.09%
6 NORTHERN TRUST CORP 1,061,826 4,099,000 4.84%
7 Catalyst Capital Advisors LLC 765,420 2,955,000 3.49%
8 GEODE CAPITAL MANAGEMENT, LLC 615,188 2,374,000 2.80%
9 GSA CAPITAL PARTNERS LLP 566,840 2,188,000 2.58%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 552,100 2,159,000 2.55%
11 DRIEHAUS CAPITAL MANAGEMENT LLC 542,230 2,093,000 2.47%
12 Bank of New York Mellon Corp 478,449 1,847,000 2.18%
13 Geduld E E 435,000 1,679,000 1.98%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 344,162 1,328,000 1.57%
15 Coe Capital Management, LLC 304,224 1,173,925 1.39%
16 BlackRock Investment Management, LLC 289,539 1,118,000 1.32%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 261,021 1,008,000 1.19%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 250,201 966,000 1.14%
19 BANK OF AMERICA CORP /DE/ 231,842 895,000 1.06%
20 ANALYTIC INVESTORS, LLC 202,381 781,000 0.92%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 182,186 703,000 0.83%
22 AQR CAPITAL MANAGEMENT LLC 172,669 667,000 0.79%
23 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 149,000 575,000 0.68%
24 TEACHERS ADVISORS, LLC 146,380 565,000 0.67%
25 STRS OHIO 138,400 534,000 0.63%
26 ORACLE INVESTMENT MANAGEMENT INC 111,789 432,000 0.51%
27 RHUMBLINE ADVISERS 103,808 401,000 0.47%
28 NEW YORK STATE COMMON RETIREMENT FUND 87,000 336,000 0.40%
29 METROPOLITAN LIFE INSURANCE CO/NY 80,130 309,000 0.36%
30 RAYMOND JAMES & ASSOCIATES 75,900 293,000 0.35%
31 Nationwide Fund Advisors 73,377 283,000 0.33%
32 ROYAL BANK OF CANADA 73,315 283,000 0.33%
33 UBS Group AG 70,500 272,000 0.32%
34 Invesco Ltd. 67,031 259,000 0.31%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 66,690 257,000 0.30%
36 BLACKROCK ADVISORS LLC 64,857 250,000 0.30%
37 AMERICAN INTERNATIONAL GROUP, INC. 63,750 246,075 0.29%
38 Horizon Kinetics LLC 62,700 243,000 0.29%
39 RENAISSANCE TECHNOLOGIES LLC 60,959 235,000 0.28%
40 STEEL GROVE CAPITAL ADVISORS, LLC 60,000 232,000 0.27%
41 A.R.T. Advisors, LLC 60,042 231,000 0.27%
42 WEALTHPLAN PARTNERS, LLC 54,430 212,000 0.25%
43 Moors & Cabot, Inc. 45,300 181,000 0.21%
44 GOLDMAN SACHS GROUP INC 40,354 156,000 0.18%
45 ACG Wealth 40,000 154,000 0.18%
46 MORGAN STANLEY 36,595 141,000 0.17%
47 PRICE T ROWE ASSOCIATES INC /MD/ 29,400 113,000 0.13%
48 BLB&B Advisors, LLC 27,400 106,000 0.13%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,430 90,000 0.11%
50 GOFEN & GLOSSBERG LLC /IL/ 20,000 77,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.