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LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 80 Institutional holders with a total value of $84,680,273.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 8 0 0.00%
2 DEUTSCHE BANK AG\ 214 0 0.00%
3 Compagnie Lombard Odier SCmA 19 0 0.00%
4 Concert Wealth Management Inc. 11,609 0 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 80 0 0.00%
6 PIERSHALE FINANCIAL GROUP, INC. 117 0 0.00%
7 Winslow, Evans & Crocker, Inc. 6 24 0.00%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 384 1,000 0.00%
9 FIRST MANHATTAN CO. LLC. 482 1,000 0.00%
10 FIFTH THIRD BANCORP 1,000 4,000 0.00%
11 BNP PARIBAS FINANCIAL MARKETS 2,396 9,249 0.01%
12 BlackRock Finance, Inc. 2,792 11,000 0.01%
13 Advisory Services Network, LLC 3,000 12,000 0.01%
14 BARCLAYS PLC 4,394 13,000 0.02%
15 BANK OF MONTREAL /CAN/ 3,243 13,000 0.02%
16 Creative Planning 4,089 16,000 0.02%
17 CITIGROUP INC 5,756 22,000 0.03%
18 WELLS FARGO & COMPANY/MN 6,633 25,000 0.03%
19 AMALGAMATED BANK 10,162 39,000 0.05%
20 Gratus Capital, LLC 10,000 39,000 0.05%
21 M&T BANK CORP 10,990 42,000 0.05%
22 PERRITT CAPITAL MANAGEMENT INC 11,300 44,000 0.05%
23 PRUDENTIAL FINANCIAL INC 11,552 45,000 0.05%
24 Focused Wealth Management, Inc 13,363 52,000 0.06%
25 ALLIANCEBERNSTEIN L.P. 13,800 53,000 0.06%
26 CREDIT SUISSE AG/ 14,130 55,000 0.06%
27 MILLENNIUM MANAGEMENT LLC 14,711 57,000 0.07%
28 Legal & General Group Plc 16,252 62,000 0.07%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 16,417 63,000 0.07%
30 ProShare Advisors LLC 19,281 74,000 0.09%
31 GOFEN & GLOSSBERG LLC /IL/ 20,000 77,000 0.09%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,430 90,000 0.11%
33 BLB&B Advisors, LLC 27,400 106,000 0.13%
34 PRICE T ROWE ASSOCIATES INC /MD/ 29,400 113,000 0.13%
35 MORGAN STANLEY 36,595 141,000 0.17%
36 ACG Wealth 40,000 154,000 0.18%
37 GOLDMAN SACHS GROUP INC 40,354 156,000 0.18%
38 Moors & Cabot, Inc. 45,300 181,000 0.21%
39 WEALTHPLAN PARTNERS, LLC 54,430 212,000 0.25%
40 A.R.T. Advisors, LLC 60,042 231,000 0.27%
41 STEEL GROVE CAPITAL ADVISORS, LLC 60,000 232,000 0.27%
42 RENAISSANCE TECHNOLOGIES LLC 60,959 235,000 0.28%
43 Horizon Kinetics LLC 62,700 243,000 0.29%
44 AMERICAN INTERNATIONAL GROUP, INC. 63,750 246,075 0.29%
45 BLACKROCK ADVISORS LLC 64,857 250,000 0.30%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 66,690 257,000 0.30%
47 Invesco Ltd. 67,031 259,000 0.31%
48 UBS Group AG 70,500 272,000 0.32%
49 Nationwide Fund Advisors 73,377 283,000 0.33%
50 ROYAL BANK OF CANADA 73,315 283,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.