Dark
Light
System
Security
AVANTAX INC COM
AVANTAX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 164 Institutional holders with a total value of $410,340,188.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 BLACKROCK ADVISORS LLC 21,448 240,000 0.06%
102 Quantitative Investment Management, LLC 20,800 232,000 0.06%
103 STEVENS CAPITAL MANAGEMENT LP 20,404 229,000 0.06%
104 Arizona State Retirement System 19,717 221,000 0.05%
105 THRIVENT FINANCIAL FOR LUTHERANS 19,460 218,000 0.05%
106 VOYA INVESTMENT MANAGEMENT LLC 19,329 216,000 0.05%
107 CITADEL ADVISORS LLC 19,300 216,000 0.05% Put
108 TUDOR INVESTMENT CORP ET AL 19,184 215,000 0.05%
109 CITADEL ADVISORS LLC 19,104 214,000 0.05%
110 ALGERT GLOBAL LLC 19,017 213,000 0.05%
111 CAPSTONE ASSET MANAGEMENT CO 18,436 206,000 0.05%
112 CROSSMARK GLOBAL HOLDINGS, INC. 8,066 204,000 0.05%
113 OppenheimerFunds, Inc. 17,343 194,000 0.05%
114 Louisiana State Employees Retirement System 16,900 189,000 0.05%
115 LaSalle Street Capital Management, LLC 16,503 185,000 0.05%
116 Airain ltd 15,696 176,000 0.04%
117 ROYAL BANK OF CANADA 15,534 174,000 0.04%
118 Janney Montgomery Scott LLC 15,046 169,000 0.04%
119 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 15,046 169,000 0.04%
120 BARCLAYS PLC 15,001 168,000 0.04%
121 MILLENNIUM MANAGEMENT LLC 14,899 167,000 0.04%
122 ALAMBIC INVESTMENT MANAGEMENT, L.P. 14,400 161,000 0.04%
123 PRICE T ROWE ASSOCIATES INC /MD/ 12,400 139,000 0.03%
124 SG Americas Securities, LLC 10,945 123,000 0.03%
125 Squarepoint Ops LLC 10,876 122,000 0.03%
126 Trexquant Investment LP 10,800 121,000 0.03%
127 Aperio Group, LLC 10,761 121,000 0.03%
128 Virtu KCG Holdings LLC 10,832 121,000 0.03%
129 Municipal Employees' Retirement System of Michigan 9,200 103,000 0.03%
130 BlackRock Finance, Inc. 8,762 98,000 0.02%
131 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 8,200 92,000 0.02%
132 MASON STREET ADVISORS, LLC 7,863 88,000 0.02%
133 Spot Trading L.L.C 7,200 81,000 0.02% Put
134 BNP PARIBAS FINANCIAL MARKETS 6,783 75,970 0.02%
135 Creative Planning 5,100 57,000 0.01%
136 PineBridge Investments, L.P. 4,857 54,000 0.01%
137 CITIGROUP INC 4,100 46,000 0.01% Put
138 Spot Trading L.L.C 4,000 45,000 0.01% Call
139 Advisory Services Network, LLC 4,000 45,000 0.01%
140 FIRST NEW YORK SECURITIES LLC /NY 1,800 20,160 0.00%
141 CITIGROUP INC 1,800 20,000 0.00% Call
142 VERSANT CAPITAL MANAGEMENT, INC 1,764 19,000 0.00%
143 LS Investment Advisors, LLC 1,400 16,000 0.00%
144 Tower Research Capital LLC (TRC) 1,061 12,000 0.00%
145 CUTLER GROUP LLC / CA 1,026 11,000 0.00%
146 PNC FINANCIAL SERVICES GROUP, INC. 854 10,000 0.00%
147 NumerixS Investment Technologies Inc 900 10,000 0.00%
148 NOMURA HOLDINGS INC 800 9,000 0.00%
149 SUTTON WEALTH ADVISORS INC. 658 7,370 0.00%
150 Zurcher Kantonalbank (Zurich Cantonalbank) 553 6,000 0.00%
Page 3 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.