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CTI BIOPHARMA
CTI BIOPHARMA. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 90 Institutional holders with a total value of $117,632,038.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 PRINCIPAL FINANCIAL GROUP INC 44,452 125,000 0.11%
52 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 44,000 124,000 0.11%
53 Nine Chapters Capital Management LLC 39,900 112,000 0.10%
54 Cubist Systematic Strategies, LLC 27,600 78,000 0.07%
55 Capital Impact Advisors, LLC 27,100 76,000 0.06%
56 Paloma Partners Management Co 26,632 75,000 0.06%
57 AMERIPRISE FINANCIAL INC 25,720 73,000 0.06%
58 Verition Fund Management LLC 25,831 73,000 0.06%
59 Crosspoint Capital Strategies, LLC 25,000 64,000 0.05%
60 MAGEE THOMSON INVESTMENT PARTNERS LLC 21,764 60,000 0.05%
61 COWEN INC. 20,200 57,000 0.05%
62 Rotella Capital Management, Inc. 19,800 56,000 0.05%
63 PRUDENTIAL FINANCIAL INC 20,106 56,000 0.05%
64 CITIGROUP INC 18,148 52,000 0.04%
65 Investors Capital Advisory Services 16,350 45,000 0.04%
66 Spot Trading L.L.C 15,000 42,000 0.04% Call
67 PROFUND ADVISORS LLC 13,875 39,000 0.03%
68 AMALGAMATED BANK 13,088 37,000 0.03%
69 JPMORGAN CHASE & CO 11,847 34,000 0.03%
70 VIRTUS CAPITAL ADVISERS, LLC 11,446 32,000 0.03%
71 HSBC HOLDINGS PLC 11,102 31,000 0.03%
72 Nuveen Asset Management, LLC 10,800 30,000 0.03%
73 WELLS FARGO & COMPANY/MN 9,544 27,000 0.02%
74 PNC FINANCIAL SERVICES GROUP, INC. 8,706 24,000 0.02%
75 Creative Planning 7,871 22,000 0.02%
76 SCHRODER INVESTMENT MANAGEMENT GROUP 7,500 21,075 0.02%
77 Tower Research Capital LLC (TRC) 6,316 17,000 0.01%
78 TEACHER RETIREMENT SYSTEM OF TEXAS 4,687 13,000 0.01%
79 BlackRock Finance, Inc. 3,458 10,000 0.01%
80 BANK OF MONTREAL /CAN/ 3,300 9,000 0.01%
81 PATHSTONE FAMILY OFFICE, LLC 2,782 8,000 0.01%
82 CITADEL ADVISORS LLC 2,101 6,000 0.01%
83 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,266 4,000 0.00%
84 Focused Wealth Management, Inc 800 2,000 0.00%
85 UBS AG 466 1,000 0.00%
86 FIRST MANHATTAN CO. LLC. 366 1,000 0.00%
87 NEXT Financial Group, Inc 42 0 0.00%
88 NEW ENGLAND SECURITIES CORP /MA/ 21 0 0.00%
89 US BANCORP \DE\ 6 0 0.00%
90 MSI Financial Services Inc 16 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.