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CERULEAN PHARMA INC
CERULEAN PHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 19 Institutional holders with a total value of $51,989,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Polaris Venture Management Co. V, L.L.C. 3,287,529 19,068,000 36.68%
2 FMR LLC 2,431,400 14,102,000 27.12%
3 Polaris Venture Management Co IV LLC 1,437,441 8,337,000 16.04%
4 WALL STREET ASSOCIATES 475,000 2,755,000 5.30%
5 Cormorant Asset Management, LP 450,000 2,610,000 5.02%
6 PRINCIPAL FINANCIAL GROUP INC 290,000 1,682,000 3.24%
7 JPMORGAN CHASE & CO 156,485 908,000 1.75%
8 Deer VII & Co. Ltd. 168,580 880,000 1.69%
9 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 109,650 636,000 1.22%
10 Rock Springs Capital Management LP 85,635 497,000 0.96%
11 GOLDMAN SACHS GROUP INC 47,980 278,000 0.53%
12 Northeast Financial Consultants Inc 20,000 116,000 0.22%
13 MILLENNIUM MANAGEMENT LLC 15,984 93,000 0.18%
14 Tower Research Capital LLC (TRC) 1,714 10,000 0.02%
15 BlackRock Investment Management, LLC 1,575 9,000 0.02%
16 UBS AG 889 5,000 0.01%
17 Ground Swell Capital, LLC 283 2,000 0.00%
18 CITIGROUP INC 138 1,000 0.00%
19 MORGAN STANLEY 34 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.