Dark
Light
System
Security
CERULEAN PHARMA INC
CERULEAN PHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 37 Institutional holders with a total value of $58,569,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 3,930,414 18,080,000 30.87%
2 Polaris Venture Management Co. V, L.L.C. 3,287,529 15,123,000 25.82%
3 Polaris Venture Management Co IV LLC 1,437,441 6,612,000 11.29%
4 Rock Springs Capital Management LP 625,000 2,875,000 4.91%
5 Cormorant Asset Management, LP 551,354 2,536,000 4.33%
6 WALL STREET ASSOCIATES 475,000 2,185,000 3.73%
7 PRINCIPAL FINANCIAL GROUP INC 363,100 1,670,000 2.85%
8 Granahan Investment Management, LLC 332,225 1,528,000 2.61%
9 CLOUGH CAPITAL PARTNERS L P 276,400 1,271,000 2.17%
10 Alyeska Investment Group, L.P. 263,324 1,211,000 2.07%
11 BLACKROCK ADVISORS LLC 181,183 833,000 1.42%
12 Deer VII & Co. Ltd. 166,675 767,000 1.31%
13 VANGUARD GROUP INC 158,567 730,000 1.25%
14 TFS CAPITAL LLC 103,648 477,000 0.81%
15 GEODE CAPITAL MANAGEMENT, LLC 88,189 405,000 0.69%
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 86,200 397,000 0.68%
17 Numeric Investors LLC 85,889 395,000 0.67%
18 BlackRock Institutional Trust Company, N.A. 60,309 277,000 0.47%
19 MILLENNIUM MANAGEMENT LLC 52,865 243,000 0.41%
20 BlackRock Fund Advisors 36,642 169,000 0.29%
21 GOLDMAN SACHS GROUP INC 35,992 166,000 0.28%
22 HIGHBRIDGE CAPITAL MANAGEMENT LLC 24,995 115,000 0.20%
23 EAGLE GLOBAL ADVISORS LLC 22,170 102,000 0.17%
24 Northeast Financial Consultants Inc 20,000 92,000 0.16%
25 BALYASNY ASSET MANAGEMENT L.P. 16,865 78,000 0.13%
26 WEDBUSH SECURITIES INC 15,950 73,000 0.12%
27 Creative Planning 10,300 47,000 0.08%
28 ROYAL BANK OF CANADA 4,800 22,000 0.04%
29 UBS Group AG 3,817 18,000 0.03%
30 BlackRock Group LTD 3,856 18,000 0.03%
31 BlackRock Investment Management, LLC 3,295 15,000 0.03%
32 BlackRock Japan Co. Ltd 2,953 14,000 0.02%
33 BANK OF AMERICA CORP /DE/ 2,500 11,000 0.02%
34 MORGAN STANLEY 1,836 8,000 0.01%
35 GLENMEDE TRUST CO NA 1,050 4,000 0.01%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 193 1,000 0.00%
37 REILLY FINANCIAL ADVISORS, LLC 200 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.