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CERULEAN PHARMA INC
CERULEAN PHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 37 Institutional holders with a total value of $33,938,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 3,930,414 11,005,000 32.43%
2 Polaris Venture Management Co. V, L.L.C. 3,287,529 9,205,000 27.12%
3 Polaris Venture Management Co IV LLC 1,437,441 4,025,000 11.86%
4 Granahan Investment Management, LLC 764,375 2,140,000 6.31%
5 Rock Springs Capital Management LP 625,000 1,750,000 5.16%
6 PRINCIPAL FINANCIAL GROUP INC 365,700 1,024,000 3.02%
7 Alyeska Investment Group, L.P. 303,139 849,000 2.50%
8 VANGUARD GROUP INC 293,504 822,000 2.42%
9 WELLS FARGO & COMPANY/MN 221,698 621,000 1.83%
10 BLACKROCK ADVISORS LLC 179,565 503,000 1.48%
11 Deer VII & Co. Ltd. 166,675 467,000 1.38%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 102,623 287,000 0.85%
13 GEODE CAPITAL MANAGEMENT, LLC 88,553 247,000 0.73%
14 NEXTHERA CAPITAL LP 50,000 140,000 0.41%
15 BlackRock Fund Advisors 47,201 132,000 0.39%
16 BlackRock Institutional Trust Company, N.A. 46,726 131,000 0.39%
17 Bank of New York Mellon Corp 31,145 87,000 0.26%
18 Commonwealth Equity Services, Inc 20,778 58,000 0.17%
19 Northeast Financial Consultants Inc 20,000 56,000 0.17%
20 A.R.T. Advisors, LLC 19,545 54,000 0.16%
21 WEDBUSH SECURITIES INC 16,000 45,000 0.13%
22 Donald L. Hagan, LLC 15,000 42,000 0.12%
23 HIGHBRIDGE CAPITAL MANAGEMENT LLC 13,062 37,000 0.11%
24 GOLDMAN SACHS GROUP INC 12,780 36,000 0.11%
25 MILLENNIUM MANAGEMENT LLC 12,460 35,000 0.10%
26 EAGLE GLOBAL ADVISORS LLC 10,475 29,000 0.09%
27 BANK OF AMERICA CORP /DE/ 8,298 24,000 0.07%
28 Tower Research Capital LLC (TRC) 6,380 18,000 0.05%
29 ROYAL BANK OF CANADA 4,800 13,000 0.04%
30 UBS Group AG 3,817 11,000 0.03%
31 BlackRock Group LTD 3,856 11,000 0.03%
32 BlackRock Japan Co. Ltd 3,466 10,000 0.03%
33 BlackRock Investment Management, LLC 3,549 10,000 0.03%
34 MORGAN STANLEY 2,478 7,000 0.02%
35 CITIGROUP INC 1,700 5,000 0.01%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 193 1,000 0.00%
37 REILLY FINANCIAL ADVISORS, LLC 200 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.