| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,808,751 | 10,111,000 | 77.11% | ||
| 2 | MORGAN STANLEY | 114,585 | 641,000 | 4.89% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 97,670 | 546,000 | 4.16% | ||
| 4 | CSS LLC/IL | 71,595 | 400,000 | 3.05% | ||
| 5 | UBS AG | 70,313 | 393,000 | 3.00% | ||
| 6 | Advisory Services Network, LLC | 47,737 | 267,000 | 2.04% | ||
| 7 | RAYMOND JAMES TRUST N.A. | 30,394 | 170,000 | 1.30% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 21,860 | 122,000 | 0.93% | ||
| 9 | ROYAL BANK OF CANADA | 17,344 | 97,000 | 0.74% | ||
| 10 | CREDIT SUISSE AG/ | 15,671 | 88,000 | 0.67% | ||
| 11 | WELLS FARGO & COMPANY/MN | 14,558 | 81,000 | 0.62% | ||
| 12 | Concert Wealth Management Inc. | 12,353 | 71,000 | 0.54% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,105 | 34,000 | 0.26% | ||
| 14 | FIFTH THIRD BANCORP | 4,260 | 24,000 | 0.18% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 4,135 | 23,115 | 0.18% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 3,094 | 17,000 | 0.13% | ||
| 17 | CITIGROUP INC | 2,154 | 12,000 | 0.09% | ||
| 18 | NEW ENGLAND SECURITIES CORP /MA/ | 1,818 | 10,000 | 0.08% | ||
| 19 | Tower Research Capital LLC (TRC) | 901 | 5,000 | 0.04% | ||
| 20 | WFG Advisors, LP | 161 | 1,000 | 0.01% | ||
| 21 | Winslow, Evans & Crocker, Inc. | 6 | 34 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
