| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,908,147 | 10,342,000 | 74.07% | ||
| 2 | Shaker Financial Services, LLC | 203,273 | 1,102,000 | 7.89% | ||
| 3 | MORGAN STANLEY | 105,912 | 574,000 | 4.11% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 95,811 | 519,000 | 3.72% | ||
| 5 | UBS AG | 65,484 | 355,000 | 2.54% | ||
| 6 | CSS LLC/IL | 32,046 | 174,000 | 1.25% | ||
| 7 | RAYMOND JAMES TRUST N.A. | 30,394 | 165,000 | 1.18% | ||
| 8 | NATIONAL PLANNING CORP | 22,566 | 122,000 | 0.87% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 22,013 | 119,000 | 0.85% | ||
| 10 | WELLS FARGO & COMPANY/MN | 20,603 | 111,000 | 0.79% | ||
| 11 | ROYAL BANK OF CANADA | 15,900 | 86,000 | 0.62% | ||
| 12 | CREDIT SUISSE AG/ | 15,876 | 86,000 | 0.62% | ||
| 13 | Concert Wealth Management Inc. | 12,353 | 62,000 | 0.44% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 8,197 | 44,428 | 0.32% | ||
| 15 | CITIGROUP INC | 6,237 | 34,000 | 0.24% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,036 | 27,000 | 0.19% | ||
| 17 | FIFTH THIRD BANCORP | 4,324 | 23,000 | 0.16% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 3,141 | 17,000 | 0.12% | ||
| 19 | Winslow, Evans & Crocker, Inc. | 6 | 33 | 0.00% | ||
| 20 | Tower Research Capital LLC (TRC) | 9 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
