| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,144,764 | 5,953,000 | 31.14% | ||
| 2 | Shaker Financial Services, LLC | 1,082,538 | 5,651,000 | 29.56% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 216,108 | 1,128,000 | 5.90% | ||
| 4 | CORNERSTONE ADVISORS INC | 181,132 | 942,000 | 4.93% | ||
| 5 | Curi Capital, LLC | 159,401 | 832,000 | 4.35% | ||
| 6 | 1607 Capital Partners, LLC | 149,124 | 778,000 | 4.07% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 96,614 | 504,000 | 2.64% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 87,718 | 456,000 | 2.39% | PRN | |
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 82,553 | 430,000 | 2.25% | ||
| 10 | UBS Group AG | 63,152 | 330,000 | 1.73% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 62,504 | 326,000 | 1.71% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 46,461 | 243,000 | 1.27% | ||
| 13 | OTA Financial Group L.P. | 45,444 | 236,000 | 1.23% | ||
| 14 | CSS LLC/IL | 33,548 | 175,000 | 0.92% | ||
| 15 | USCA RIA LLC | 33,181 | 173,000 | 0.91% | ||
| 16 | DOLIVER ADVISORS, LP | 31,835 | 166,000 | 0.87% | ||
| 17 | WELLS FARGO & COMPANY/MN | 18,206 | 95,000 | 0.50% | ||
| 18 | AQR ARBITRAGE LLC | 17,527 | 91,000 | 0.48% | ||
| 19 | ROYAL BANK OF CANADA | 16,646 | 87,000 | 0.46% | ||
| 20 | WEDBUSH SECURITIES INC | 16,702 | 87,000 | 0.46% | ||
| 21 | RAYMOND JAMES TRUST N.A. | 15,538 | 81,000 | 0.42% | ||
| 22 | CREDIT SUISSE AG/ | 14,389 | 75,000 | 0.39% | ||
| 23 | CLOUGH CAPITAL PARTNERS L P | 12,100 | 63,000 | 0.33% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 8,581 | 44,793 | 0.23% | ||
| 25 | MORGAN STANLEY | 6,043 | 32,000 | 0.17% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 5,037 | 26,000 | 0.14% | ||
| 27 | SIGNATUREFD, LLC | 5,076 | 26,000 | 0.14% | ||
| 28 | CITIGROUP INC | 4,480 | 23,000 | 0.12% | ||
| 29 | FIFTH THIRD BANCORP | 4,381 | 23,000 | 0.12% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,275 | 17,000 | 0.09% | ||
| 31 | Catalyst Capital Advisors LLC | 2,538 | 13,000 | 0.07% | ||
| 32 | Tower Research Capital LLC (TRC) | 772 | 4,000 | 0.02% | ||
| 33 | Creative Planning | 709 | 4,000 | 0.02% | ||
| 34 | Concert Wealth Management Inc. | 12,470 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
