| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,785,167 | 9,122,000 | 58.67% | ||
| 2 | Shaker Financial Services, LLC | 685,069 | 3,494,000 | 22.47% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 111,189 | 567,000 | 3.65% | ||
| 4 | MORGAN STANLEY | 85,138 | 434,000 | 2.79% | ||
| 5 | UBS AG | 61,265 | 312,000 | 2.01% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 49,553 | 253,000 | 1.63% | ||
| 7 | Virtu KCG Holdings LLC | 35,243 | 180,000 | 1.16% | ||
| 8 | CSS LLC/IL | 32,528 | 166,000 | 1.07% | ||
| 9 | PALLADIUM PARTNERS LLC | 30,000 | 153,000 | 0.98% | ||
| 10 | USCA RIA LLC | 23,447 | 120,000 | 0.77% | ||
| 11 | RAYMOND JAMES TRUST N.A. | 19,068 | 97,000 | 0.62% | ||
| 12 | WELLS FARGO & COMPANY/MN | 18,408 | 94,000 | 0.60% | ||
| 13 | ROYAL BANK OF CANADA | 16,140 | 82,000 | 0.53% | ||
| 14 | CREDIT SUISSE AG/ | 16,083 | 82,000 | 0.53% | ||
| 15 | WEDBUSH SECURITIES INC | 15,129 | 77,000 | 0.50% | ||
| 16 | WealthTrust Fairport, LLC | 14,711 | 75,000 | 0.48% | ||
| 17 | Concert Wealth Management Inc. | 12,353 | 62,000 | 0.40% | ||
| 18 | LPL Financial LLC | 10,699 | 54,000 | 0.35% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 8,320 | 42,432 | 0.27% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 5,300 | 27,000 | 0.17% | ||
| 21 | FIFTH THIRD BANCORP | 4,388 | 22,000 | 0.14% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 3,188 | 16,000 | 0.10% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,870 | 10,000 | 0.06% | ||
| 24 | CITIGROUP INC | 746 | 4,000 | 0.03% | ||
| 25 | Tower Research Capital LLC (TRC) | 492 | 3,000 | 0.02% | ||
| 26 | Winslow, Evans & Crocker, Inc. | 0 | 0 | 0.00% | ||
| 27 | COLONY GROUP LLC | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
