| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,442,594 | 7,444,000 | 44.71% | ||
| 2 | Shaker Financial Services, LLC | 967,880 | 4,994,000 | 29.99% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 240,565 | 1,241,000 | 7.45% | ||
| 4 | MORGAN STANLEY | 75,478 | 389,000 | 2.34% | ||
| 5 | UBS Group AG | 64,784 | 334,000 | 2.01% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 55,569 | 287,000 | 1.72% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 45,729 | 236,000 | 1.42% | ||
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 42,946 | 221,000 | 1.33% | ||
| 9 | CORNERSTONE ADVISORS INC | 41,476 | 214,000 | 1.29% | ||
| 10 | USCA RIA LLC | 33,135 | 171,000 | 1.03% | ||
| 11 | CSS LLC/IL | 32,528 | 168,000 | 1.01% | ||
| 12 | DOLIVER ADVISORS, LP | 21,218 | 109,000 | 0.65% | ||
| 13 | WELLS FARGO & COMPANY/MN | 19,209 | 99,000 | 0.59% | ||
| 14 | SG Americas Securities, LLC | 17,713 | 91,000 | 0.55% | ||
| 15 | ROYAL BANK OF CANADA | 16,139 | 83,000 | 0.50% | ||
| 16 | RAYMOND JAMES TRUST N.A. | 15,538 | 80,000 | 0.48% | ||
| 17 | CREDIT SUISSE AG/ | 13,983 | 72,000 | 0.43% | ||
| 18 | WEDBUSH SECURITIES INC | 12,911 | 67,000 | 0.40% | ||
| 19 | Concert Wealth Management Inc. | 12,470 | 63,000 | 0.38% | ||
| 20 | LPL Financial LLC | 10,699 | 55,000 | 0.33% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 8,320 | 42,931 | 0.26% | ||
| 22 | WealthTrust Fairport, LLC | 6,942 | 36,000 | 0.22% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 5,300 | 27,000 | 0.16% | ||
| 24 | SIGNATUREFD, LLC | 5,000 | 26,000 | 0.16% | ||
| 25 | CITIGROUP INC | 4,854 | 25,000 | 0.15% | ||
| 26 | FIFTH THIRD BANCORP | 4,250 | 22,000 | 0.13% | ||
| 27 | Tower Research Capital LLC (TRC) | 3,817 | 20,000 | 0.12% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,194 | 16,000 | 0.10% | ||
| 29 | Catalyst Capital Advisors LLC | 2,500 | 13,000 | 0.08% | ||
| 30 | NATIONAL PLANNING CORP | 805 | 4,057 | 0.02% | ||
| 31 | COLONY GROUP LLC | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
