| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,115,755 | 4,575,000 | 31.18% | ||
| 2 | Shaker Financial Services, LLC | 1,000,816 | 4,093,000 | 27.90% | ||
| 3 | CITIGROUP INC | 257,601 | 1,056,000 | 7.20% | ||
| 4 | 1607 Capital Partners, LLC | 183,421 | 750,000 | 5.11% | ||
| 5 | Thomas J. Herzfeld Advisors, Inc. | 141,244 | 578,000 | 3.94% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 129,831 | 531,000 | 3.62% | ||
| 7 | WEDBUSH SECURITIES INC | 121,177 | 496,000 | 3.38% | ||
| 8 | DOLIVER ADVISORS, LP | 93,745 | 385,000 | 2.62% | ||
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 91,875 | 376,000 | 2.56% | ||
| 10 | BRINKER CAPITAL INC | 71,045 | 291,000 | 1.98% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 44,254 | 181,000 | 1.23% | ||
| 12 | Invesco Ltd. | 41,194 | 168,000 | 1.15% | ||
| 13 | UBS Group AG | 40,142 | 164,000 | 1.12% | ||
| 14 | CSS LLC/IL | 34,672 | 142,000 | 0.97% | ||
| 15 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 28,096 | 121,000 | 0.82% | ||
| 16 | LAUREL WEALTH ADVISORS, INC. | 29,291 | 120,000 | 0.82% | ||
| 17 | Curi Capital, LLC | 24,089 | 99,000 | 0.67% | ||
| 18 | LPL Financial LLC | 20,579 | 84,000 | 0.57% | ||
| 19 | RAYMOND JAMES TRUST N.A. | 19,433 | 80,000 | 0.55% | ||
| 20 | SIGNATUREFD, LLC | 16,834 | 69,000 | 0.47% | ||
| 21 | MORGAN STANLEY | 11,261 | 46,000 | 0.31% | ||
| 22 | Concert Wealth Management Inc. | 11,470 | 46,000 | 0.31% | ||
| 23 | Stratford Consulting, LLC | 10,401 | 43,000 | 0.29% | ||
| 24 | ADVISOR GROUP, INC. | 10,413 | 42,000 | 0.29% | ||
| 25 | WELLS FARGO & COMPANY/MN | 9,523 | 39,000 | 0.27% | ||
| 26 | IFP ADVISORS, INC | 8,057 | 33,000 | 0.22% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 6,000 | 24,000 | 0.16% | ||
| 28 | GENEOS WEALTH MANAGEMENT INC. | 3,610 | 14,000 | 0.10% | ||
| 29 | JPMORGAN CHASE & CO | 2,397 | 10,000 | 0.07% | ||
| 30 | NEXT Financial Group, Inc | 1,995 | 8,000 | 0.05% | ||
| 31 | Creative Planning | 901 | 4,000 | 0.03% | ||
| 32 | ROYAL BANK OF CANADA | 396 | 2,000 | 0.01% | ||
| 33 | FIFTH THIRD BANCORP | 268 | 1,000 | 0.01% | ||
| 34 | MassMutual Private Wealth & Trust, FSB | 112 | 458 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
