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LIBERTY ALL STAR GROWTH FD I
LIBERTY ALL STAR GROWTH FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 37 Institutional holders with a total value of $13,791,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 66 0 0.00%
2 MSI Financial Services Inc 145 1,000 0.01%
3 FIFTH THIRD BANCORP 263 1,000 0.01%
4 ROYAL BANK OF CANADA 385 2,000 0.01%
5 Tower Research Capital LLC (TRC) 674 3,000 0.02%
6 Creative Planning 866 4,000 0.03%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,409 6,000 0.04%
8 GENEOS WEALTH MANAGEMENT INC. 3,534 14,000 0.10%
9 IFP ADVISORS, INC 5,573 23,000 0.17%
10 AMERICAN INTERNATIONAL GROUP, INC. 10,192 41,000 0.30%
11 Stratford Consulting, LLC 10,401 42,000 0.30%
12 MORGAN STANLEY 10,945 44,000 0.32%
13 Concert Wealth Management Inc. 11,470 46,000 0.33%
14 Curi Capital, LLC 12,314 50,000 0.36%
15 WELLS FARGO & COMPANY/MN 16,247 66,000 0.48%
16 SIGNATUREFD, LLC 16,477 67,000 0.49%
17 RAYMOND JAMES TRUST N.A. 19,433 79,000 0.57%
18 TFS CAPITAL LLC 20,181 82,000 0.59%
19 Virtu KCG Holdings LLC 23,234 94,000 0.68%
20 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 27,500 111,000 0.80%
21 LPL Financial LLC 28,488 115,000 0.83%
22 LAUREL WEALTH ADVISORS, INC. 29,291 119,000 0.86%
23 CSS LLC/IL 33,895 138,000 1.00%
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 38,102 154,000 1.12%
25 Invesco Ltd. 43,536 176,000 1.28%
26 RAYMOND JAMES & ASSOCIATES 45,164 183,000 1.33%
27 UBS Group AG 50,969 207,000 1.50%
28 BRINKER CAPITAL INC 65,647 265,000 1.92%
29 DOLIVER ADVISORS, LP 87,191 353,000 2.56%
30 WEDBUSH SECURITIES INC 94,301 382,000 2.77%
31 CITIGROUP INC 113,689 460,000 3.34%
32 1607 Capital Partners, LLC 113,748 461,000 3.34%
33 BANK OF AMERICA CORP /DE/ 127,382 516,000 3.74%
34 Thomas J. Herzfeld Advisors, Inc. 138,452 561,000 4.07%
35 Raymond James Financial Services Advisors, Inc. 340,717 1,380,000 10.01%
36 Shaker Financial Services, LLC 674,550 2,732,000 19.81%
37 Advisors Asset Management, Inc. 1,188,300 4,813,000 34.90%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.