| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 370,041 | 7,338,000 | 75.36% | ||
| 2 | WELLS FARGO & COMPANY/MN | 50,579 | 1,003,000 | 10.30% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,000 | 496,000 | 5.09% | ||
| 4 | Tower Research Capital LLC (TRC) | 13,758 | 273,000 | 2.80% | ||
| 5 | WILMINGTON TRUST CO | 10,000 | 198,000 | 2.03% | ||
| 6 | CITIGROUP INC | 10,000 | 198,000 | 2.03% | ||
| 7 | D.A. DAVIDSON & CO. | 3,680 | 72,000 | 0.74% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 2,000 | 40,000 | 0.41% | ||
| 9 | THOMPSON DAVIS & CO., INC. | 1,500 | 30,000 | 0.31% | ||
| 10 | ROYAL BANK OF CANADA | 1,535 | 30,000 | 0.31% | ||
| 11 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,400 | 28,000 | 0.29% | ||
| 12 | MORGAN STANLEY | 1,100 | 22,000 | 0.23% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 250 | 5,000 | 0.05% | ||
| 14 | Ground Swell Capital, LLC | 200 | 4,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
