| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 398,812 | 3,704,000 | 37.29% | ||
| 2 | Jacobus Wealth Management, Inc. | 129,210 | 1,200,000 | 12.08% | ||
| 3 | ROYAL BANK OF CANADA | 115,748 | 1,075,000 | 10.82% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 72,723 | 676,000 | 6.80% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 72,005 | 669,000 | 6.73% | ||
| 6 | WELLS FARGO & COMPANY/MN | 61,249 | 569,000 | 5.73% | ||
| 7 | Invesco Ltd. | 47,607 | 442,000 | 4.45% | ||
| 8 | AMERIPRISE FINANCIAL INC | 40,730 | 378,000 | 3.81% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,100 | 335,000 | 3.37% | ||
| 10 | Commonwealth Equity Services, Inc | 24,219 | 225,000 | 2.26% | ||
| 11 | MORGAN STANLEY | 21,350 | 199,000 | 2.00% | ||
| 12 | CITIGROUP INC | 12,605 | 117,000 | 1.18% | ||
| 13 | BB&T SECURITIES, LLC | 11,905 | 110,000 | 1.11% | ||
| 14 | Apriem Advisors | 10,075 | 94,000 | 0.95% | ||
| 15 | D.A. DAVIDSON & CO. | 5,665 | 52,000 | 0.52% | ||
| 16 | Creative Planning | 5,500 | 51,000 | 0.51% | ||
| 17 | THOMPSON DAVIS & CO., INC. | 2,400 | 22,000 | 0.22% | ||
| 18 | DEUTSCHE BANK AG\ | 1,250 | 11,000 | 0.11% | ||
| 19 | PITTENGER & ANDERSON INC | 500 | 5,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
