| 1 |
UBS Group AG |
595,256 |
9,077,000 |
35.25% |
|
|
| 2 |
MORGAN STANLEY |
184,558 |
2,815,000 |
10.93% |
|
|
| 3 |
BB&T SECURITIES, LLC |
16,573 |
2,527,000 |
9.81% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
165,299 |
2,521,000 |
9.79% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
156,189 |
2,383,000 |
9.25% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
106,670 |
1,626,000 |
6.31% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
98,606 |
1,504,000 |
5.84% |
|
|
| 8 |
Virtu KCG Holdings LLC |
36,236 |
553,000 |
2.15% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
33,900 |
517,000 |
2.01% |
|
|
| 10 |
CLOUGH CAPITAL PARTNERS L P |
31,800 |
485,000 |
1.88% |
|
|
| 11 |
ROYAL BANK OF CANADA |
22,590 |
345,000 |
1.34% |
|
|
| 12 |
CITIGROUP INC |
17,645 |
269,000 |
1.04% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
16,501 |
252,000 |
0.98% |
|
|
| 14 |
OTA Financial Group L.P. |
14,505 |
221,000 |
0.86% |
|
|
| 15 |
D.A. DAVIDSON & CO. |
13,665 |
208,000 |
0.81% |
|
|
| 16 |
Tower Research Capital LLC (TRC) |
11,695 |
178,000 |
0.69% |
|
|
| 17 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,000 |
122,000 |
0.47% |
|
|
| 18 |
SIGNATUREFD, LLC |
4,300 |
66,000 |
0.26% |
|
|
| 19 |
WESTPORT RESOURCES MANAGEMENT INC |
2,400 |
37,000 |
0.14% |
|
|
| 20 |
THOMPSON DAVIS & CO., INC. |
1,750 |
27,000 |
0.10% |
|
|
| 21 |
Catalyst Capital Advisors LLC |
1,215 |
19,000 |
0.07% |
|
|
